PEAK6 Group’s Compass Diversified CODI Stock Holding History

PEAK6 Group’s Portfolio CODI Stock Details CODI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q2	–	Sell	-900	Closed	-$15K	–	4601
2017 Q1	$15K	Sell	900 -27,100	-97%	-$462K	﹤0.01%	4093
2016 Q4	$501K	Buy	+28,000	New	+$510K	﹤0.01%	2516
2016 Q3	–	Sell	-4,100	Closed	-$68K	–	4346
2016 Q2	$68K	Sell	4,100 -3,900	-49%	-$62.6K	﹤0.01%	3745
2016 Q1	$125K	Sell	8,000 -24,000	-75%	-$355K	﹤0.01%	3454
2015 Q4	$508K	Buy	32,000 +7,000	+28%	+$113K	﹤0.01%	2564
2015 Q3	$403K	Buy	+25,000	New	+$414K	﹤0.01%	3076
2015 Q2	–	Sell	-1,000	Closed	-$17K	–	5053
2015 Q1	$17K	Buy	+1,000	New	+$16.6K	﹤0.01%	4525
2014 Q2	–	Sell	-600	Closed	-$11K	–	4665
2014 Q1	$11K	Buy	+600	New	+$11.1K	﹤0.01%	4687
2013 Q4	–	Sell	-18,000	Closed	-$160K	–	4944
2013 Q3	$160K	Sell	18,000 -8,700	-33%	-$155K	﹤0.01%	3848
2013 Q2	$468	Buy	+26,700	New	+$453K	﹤0.01%	2856

Other funds holding CODI

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

American Century Companies Kansas City, Missouri $194B AUM 35% 1-Year Est. Return

ICOM

Investment Counselors of Maryland Baltimore, Maryland $4.37B AUM 76.25% 1-Year Est. Return

Schroder Investment Management Group London, United Kingdom $122B AUM 29.27% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

EFS

Essex Financial Services Essex, Connecticut $1.78B AUM 23.37% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Skandinaviska Enskilda Banken (SEB) Stockholm, Sweden $4.34B AUM 19.31% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

PEAK6 Group's CODI Position: Q3 2017 in Review

PEAK6 Group sold out of Compass Diversified (CODI) in Q3 2017, closing a stake of 603 shares — an estimated $11K sold.

PEAK6 Group first reported a position in CODI in Q1 2015 and held it in 8 quarters. The position peaked at $536K in Q2 2016. 103 funds tracked by Wall St. Rank hold CODI as of Q3 2017.

PEAK6 Group reported no remaining Compass Diversified position as of Q3 2017 after selling out during the quarter.
PEAK6 Group sold 603 Compass Diversified shares in Q3 2017, an estimated $11K.
PEAK6 Group first reported a position in Compass Diversified in Q1 2015 and held it in 8 quarters.
PEAK6 Group's Compass Diversified position peaked at $536K in Q2 2016.
103 funds tracked by Wall St. Rank held Compass Diversified as of Q3 2017.

Based on PEAK6 Group's 13F filing for Q3 2017, filed 14 Nov 2017.