PEAK6 Group’s Compass Diversified CODI Stock Holding History

PEAK6 Group’s Portfolio CODI Stock Details CODI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-10,100	Closed	-$176K	–	4464
2017 Q2	$176K	Hold	10,100	–	–	﹤0.01%	3455
2017 Q1	$168K	Sell	10,100 -52,900	-84%	-$902K	﹤0.01%	3212
2016 Q4	$1.13M	Buy	+63,000	New	+$1.15M	0.01%	1761
2016 Q3	–	Sell	-3,300	Closed	-$55K	–	4344
2016 Q2	$55K	Buy	+3,300	New	+$53K	﹤0.01%	3818
2015 Q4	–	Sell	-22,600	Closed	-$364K	–	4812
2015 Q3	$364K	Buy	+22,600	New	+$374K	﹤0.01%	3190
2014 Q2	–	Sell	-22,100	Closed	-$418K	–	4664
2014 Q1	$418K	Sell	22,100 -34,700	-61%	-$641K	﹤0.01%	2724
2013 Q4	$1.11M	Sell	56,800 -128,200	-69%	-$2.39M	0.01%	1977
2013 Q3	$1.65M	Buy	185,000 +68,200	+58%	+$1.21M	0.01%	1701
2013 Q2	$2.05K	Buy	+116,800	New	+$1.98M	0.01%	1505

Other funds holding CODI

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

American Century Companies Kansas City, Missouri $194B AUM 35% 1-Year Est. Return

ICOM

Investment Counselors of Maryland Baltimore, Maryland $4.37B AUM 76.25% 1-Year Est. Return

Schroder Investment Management Group London, United Kingdom $122B AUM 29.27% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

EFS

Essex Financial Services Essex, Connecticut $1.78B AUM 23.37% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Skandinaviska Enskilda Banken (SEB) Stockholm, Sweden $4.34B AUM 19.31% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

PEAK6 Group's CODI Position: Q3 2017 in Review

PEAK6 Group sold out of Compass Diversified (CODI) in Q3 2017, closing a stake of 603 shares — an estimated $11K sold.

PEAK6 Group first reported a position in CODI in Q1 2015 and held it in 8 quarters. The position peaked at $536K in Q2 2016. 103 funds tracked by Wall St. Rank hold CODI as of Q3 2017.

PEAK6 Group reported no remaining Compass Diversified position as of Q3 2017 after selling out during the quarter.
PEAK6 Group sold 603 Compass Diversified shares in Q3 2017, an estimated $11K.
PEAK6 Group first reported a position in Compass Diversified in Q1 2015 and held it in 8 quarters.
PEAK6 Group's Compass Diversified position peaked at $536K in Q2 2016.
103 funds tracked by Wall St. Rank held Compass Diversified as of Q3 2017.

Based on PEAK6 Group's 13F filing for Q3 2017, filed 14 Nov 2017.