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PFA

Peak Financial Advisors Portfolio holdings

AUM $242M
1-Year Est. Return 19.63%
This Fund
S&P 500
This Quarter Est. Return
-1.46%
1 Year Est. Return
+19.63%
3 Year Est. Return
+40.14%
5 Year Est. Return
+54.65%
10 Year Est. Return
–
AUM
$92.5M
AUM Growth
-$34.9M
Cap. Flow
-$32.5M
Cap. Flow %
-35.16%
Top 10 Hldgs %
68.54%
Holding
78
New
10
Increased
22
Reduced
16
Closed
26

Top Buys

Rank Stock Value
1
INDA icon
iShares MSCI India ETF
INDA
+$5.28M
2
HIGH icon
Simplify Enhanced Income ETF
HIGH
+$4.98M
3
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$4.67M
4
SVOL icon
Simplify Volatility Premium ETF
SVOL
+$4.36M
5
TUA icon
Simplify Short Term Treasury Futures Strategy ETF
TUA
+$3.86M

Top Sells

Rank Stock Value
1
FIG
Simplify Macro Strategy ETF
FIG
+$5.37M
2
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$5.02M
3
SJB icon
ProShares Short High Yield
SJB
+$4.92M
4
BTAL icon
AGF US Market Neutral Anti-Beta Fund
BTAL
+$4.91M
5
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$3.68M

Sector Composition

Rank Sector Weight
1 Industrials 3.72%
2 Energy 3.31%
3 Technology 3.23%
4 Consumer Staples 3.06%
5 Healthcare 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XEL icon
76
Xcel Energy
XEL
$48.8B
– –
-34,766
Closed -$2.16M
XHE icon
77
State Street SPDR S&P Health Care Equipment ETF
XHE
$161M
– –
-35,555
Closed -$3.5M
ATVI
78
DELISTED
Activision Blizzard
ATVI
– –
-28,354
Closed -$2.39M
1 2 3
4

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TTA
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PFWA
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Peak Financial Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Peak Financial Advisors held 78 positions worth $92.5M, down 27% from $127M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Peak Financial Advisors withdrew a net $32.5M in Q3 2023, closing 26 positions and reducing 16 holdings. Its most notable exit was Simplify Macro Strategy ETF, an estimated $5.37M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 3.7% of assets, down from 4.2% a quarter earlier, followed by Energy and Technology.

Against the trend, Peak Financial Advisors opened a new position in iShares MSCI India ETF worth $5.28M.

  • Peak Financial Advisors's largest Q3 2023 buy was iShares MSCI India ETF: 119,340 shares worth $5.28M.
  • Peak Financial Advisors added most to Simplify Enhanced Income ETF in Q3 2023, an estimated $4.98M increase.
  • Peak Financial Advisors's biggest Q3 2023 reduction was VanEck Morningstar Wide Moat ETF, cutting an estimated $5.02M.
  • Peak Financial Advisors fully exited Simplify Macro Strategy ETF in Q3 2023, selling an estimated $5.37M.
  • Peak Financial Advisors's ten largest holdings make up 69% of its $92.5M portfolio in Q3 2023.
  • Peak Financial Advisors opened 10 new positions and closed 26 in Q3 2023.
  • Peak Financial Advisors's portfolio value fell 27% quarter-over-quarter to $92.5M.

Based on Peak Financial Advisors's 13F filing for Q3 2023, filed 10 Oct 2023.