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PFA

Peak Financial Advisors Portfolio holdings

AUM $242M
1-Year Est. Return 19.63%
This Fund
S&P 500
This Quarter Est. Return
-1.46%
1 Year Est. Return
+19.63%
3 Year Est. Return
+40.14%
5 Year Est. Return
+54.65%
10 Year Est. Return
–
AUM
$92.5M
AUM Growth
-$34.9M
Cap. Flow
-$32.5M
Cap. Flow %
-35.16%
Top 10 Hldgs %
68.54%
Holding
78
New
10
Increased
22
Reduced
16
Closed
26

Top Buys

Rank Stock Value
1
INDA icon
iShares MSCI India ETF
INDA
+$5.28M
2
HIGH icon
Simplify Enhanced Income ETF
HIGH
+$4.98M
3
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$4.67M
4
SVOL icon
Simplify Volatility Premium ETF
SVOL
+$4.36M
5
TUA icon
Simplify Short Term Treasury Futures Strategy ETF
TUA
+$3.86M

Top Sells

Rank Stock Value
1
FIG
Simplify Macro Strategy ETF
FIG
+$5.37M
2
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$5.02M
3
SJB icon
ProShares Short High Yield
SJB
+$4.92M
4
BTAL icon
AGF US Market Neutral Anti-Beta Fund
BTAL
+$4.91M
5
EMXC icon
iShares MSCI Emerging Markets ex China ETF
EMXC
+$3.68M

Sector Composition

Rank Sector Weight
1 Industrials 3.72%
2 Energy 3.31%
3 Technology 3.23%
4 Consumer Staples 3.06%
5 Healthcare 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMO icon
51
Thermo Fisher Scientific
TMO
$213B
$208K 0.22%
410
– –
SOTK icon
52
Sono-Tek
SOTK
$81.3M
$75.8K 0.08%
14,521
– –
ACWI icon
53
iShares MSCI ACWI ETF
ACWI
$32.9B
– –
-5,612
Closed -$538K
ALB icon
54
Albemarle
ALB
$13.9B
– –
-7,147
Closed -$1.59M
AVGO icon
55
Broadcom
AVGO
$1.85T
– –
-3,820
Closed -$331K
BTAL icon
56
AGF US Market Neutral Anti-Beta Fund
BTAL
$304M
– –
-261,696
Closed -$4.91M
CTRE icon
57
CareTrust REIT
CTRE
$9.91B
– –
-14,603
Closed -$290K
DBMF icon
58
iMGP DBi Managed Futures Strategy ETF
DBMF
$3.98B
– –
-8,236
Closed -$228K
EXPE icon
59
Expedia Group
EXPE
$35.4B
– –
-17,413
Closed -$1.9M
FIG
60
DELISTED
Simplify Macro Strategy ETF
FIG
– –
-229,983
Closed -$5.37M
GLW icon
61
Corning
GLW
$119B
– –
-8,453
Closed -$296K
HCA icon
62
HCA Healthcare
HCA
$87.2B
– –
-7,205
Closed -$2.19M
ITA icon
63
iShares US Aerospace & Defense ETF
ITA
$14.2B
– –
-17,514
Closed -$2.04M
JEPI icon
64
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
– –
-21,843
Closed -$1.21M
MCD icon
65
McDonald's
MCD
$192B
– –
-7,067
Closed -$2.11M
MGV icon
66
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.2B
– –
-3,365
Closed -$349K
NKE icon
67
Nike
NKE
$61.9B
– –
-22,294
Closed -$2.46M
PDBC icon
68
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.38B
– –
-10,169
Closed -$138K
PEP icon
69
PepsiCo
PEP
$190B
– –
-7,739
Closed -$1.43M
PRGO icon
70
Perrigo
PRGO
$1.4B
– –
-57,692
Closed -$1.96M
RHP icon
71
Ryman Hospitality Properties
RHP
$8.43B
– –
-4,379
Closed -$407K
SCHW
72
Charles Schwab
SCHW
$183B
– –
-35,359
Closed -$2M
SDY icon
73
State Street SPDR S&P Dividend ETF
SDY
$21.7B
– –
-9,288
Closed -$1.14M
SJB icon
74
ProShares Short High Yield
SJB
$51.8M
– –
-268,426
Closed -$4.92M
WMB icon
75
Williams Companies
WMB
$87.5B
– –
-62,400
Closed -$2.04M
1 2
3
4

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TPF
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TTA
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DA
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PFWA
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Peak Financial Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Peak Financial Advisors held 78 positions worth $92.5M, down 27% from $127M the previous quarter. Its ten largest holdings account for 69% of the portfolio.

Peak Financial Advisors withdrew a net $32.5M in Q3 2023, closing 26 positions and reducing 16 holdings. Its most notable exit was Simplify Macro Strategy ETF, an estimated $5.37M position sold in full.

By sector, the portfolio is most concentrated in Industrials at 3.7% of assets, down from 4.2% a quarter earlier, followed by Energy and Technology.

Against the trend, Peak Financial Advisors opened a new position in iShares MSCI India ETF worth $5.28M.

  • Peak Financial Advisors's largest Q3 2023 buy was iShares MSCI India ETF: 119,340 shares worth $5.28M.
  • Peak Financial Advisors added most to Simplify Enhanced Income ETF in Q3 2023, an estimated $4.98M increase.
  • Peak Financial Advisors's biggest Q3 2023 reduction was VanEck Morningstar Wide Moat ETF, cutting an estimated $5.02M.
  • Peak Financial Advisors fully exited Simplify Macro Strategy ETF in Q3 2023, selling an estimated $5.37M.
  • Peak Financial Advisors's ten largest holdings make up 69% of its $92.5M portfolio in Q3 2023.
  • Peak Financial Advisors opened 10 new positions and closed 26 in Q3 2023.
  • Peak Financial Advisors's portfolio value fell 27% quarter-over-quarter to $92.5M.

Based on Peak Financial Advisors's 13F filing for Q3 2023, filed 10 Oct 2023.