Pathstone Family Office’s BlackRock TCP Capital TCPC Stock Holding History

Pathstone Family Office’s Portfolio TCPC Stock Details TCPC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-572	Closed	-$8K	–	158
2015 Q3	$8K	Hold	572	–	–	0.02%	101
2015 Q2	$9K	Hold	572	–	–	0.02%	96
2015 Q1	$9K	Buy	+572	New	+$9.24K	0.01%	92

Other funds holding TCPC

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

VNIM

Vaughan Nelson Investment Management Houston, Texas $11.3B AUM 53% 1-Year Est. Return

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

Axa Paris, France $256M AUM 25.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

CIM

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

Pathstone Family Office's TCPC Position: Q4 2015 in Review

Pathstone Family Office sold out of BlackRock TCP Capital (TCPC) in Q4 2015, closing a stake of 572 shares — an estimated $8K sold.

Pathstone Family Office first reported a position in TCPC in Q1 2015 and held it in 3 quarters. The position peaked at $9K in Q2 2015. 98 funds tracked by Wall St. Rank hold TCPC as of Q4 2015.

Pathstone Family Office reported no remaining BlackRock TCP Capital position as of Q4 2015 after selling out during the quarter.
Pathstone Family Office sold 572 BlackRock TCP Capital shares in Q4 2015, an estimated $8K.
Pathstone Family Office first reported a position in BlackRock TCP Capital in Q1 2015 and held it in 3 quarters.
Pathstone Family Office's BlackRock TCP Capital position peaked at $9K in Q2 2015.
98 funds tracked by Wall St. Rank held BlackRock TCP Capital as of Q4 2015.

Based on Pathstone Family Office's 13F filing for Q4 2015, filed 5 Feb 2016.