Pathstone Family Office’s WisdomTree US SmallCap Dividend Fund DES Stock Holding History

Pathstone Family Office’s Portfolio DES Stock Details DES Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-19,650	Closed	-$532K	–	636
2019 Q2	$532K	Buy	19,650 +3,000	+18%	+$82K	0.06%	131
2019 Q1	$459K	Buy	+16,650	New	+$455K	0.06%	116
2017 Q3	–	Sell	-5,550	Closed	-$149K	–	208
2017 Q2	$149K	Hold	5,550	–	–	0.06%	125
2017 Q1	$149K	Buy	+5,550	New	+$150K	0.08%	115

Other funds holding DES

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Creative Planning Overland Park, Kansas $147B AUM 18.73% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

Pathstone Family Office's DES Position: Q3 2019 in Review

Pathstone Family Office sold out of WisdomTree US SmallCap Dividend Fund (DES) in Q3 2019, closing a stake of 19,650 shares — an estimated $532K sold.

Pathstone Family Office first reported a position in DES in Q1 2017 and held it in 4 quarters. The position peaked at $532K in Q2 2019. 246 funds tracked by Wall St. Rank hold DES as of Q3 2019.

Pathstone Family Office reported no remaining WisdomTree US SmallCap Dividend Fund position as of Q3 2019 after selling out during the quarter.
Pathstone Family Office sold 19,650 WisdomTree US SmallCap Dividend Fund shares in Q3 2019, an estimated $532K.
Pathstone Family Office first reported a position in WisdomTree US SmallCap Dividend Fund in Q1 2017 and held it in 4 quarters.
Pathstone Family Office's WisdomTree US SmallCap Dividend Fund position peaked at $532K in Q2 2019.
246 funds tracked by Wall St. Rank held WisdomTree US SmallCap Dividend Fund as of Q3 2019.

Based on Pathstone Family Office's 13F filing for Q3 2019, filed 13 Nov 2019.