Paloma Partners’s Prudential PUK Stock Holding History

Paloma Partners’s Portfolio PUK Stock Details PUK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-5,671	Closed	-$219K	–	2186
2016 Q4	$219K	Sell	5,671 -2,566	-31%	-$92.1K	﹤0.01%	1809
2016 Q3	$285K	Buy	+8,237	New	+$284K	﹤0.01%	1640
2015 Q2	–	Sell	-4,974	Closed	-$241K	–	1915
2015 Q1	$241K	Buy	+4,974	New	+$236K	0.01%	1037
2014 Q1	–	Sell	-7,592	Closed	-$331K	–	938
2013 Q4	$331K	Buy	+7,592	New	+$301K	0.02%	760

Other funds holding PUK

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

CCM

Causeway Capital Management Los Angeles, California $8.15B AUM 29.28% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Paloma Partners's PUK Position: Q1 2017 in Review

Paloma Partners sold out of Prudential (PUK) in Q1 2017, closing a stake of 5,671 shares — an estimated $219K sold.

Paloma Partners first reported a position in PUK in Q4 2013 and held it in 4 quarters. The position peaked at $331K in Q4 2013. 167 funds tracked by Wall St. Rank hold PUK as of Q1 2017.

Paloma Partners reported no remaining Prudential position as of Q1 2017 after selling out during the quarter.
Paloma Partners sold 5,671 Prudential shares in Q1 2017, an estimated $219K.
Paloma Partners first reported a position in Prudential in Q4 2013 and held it in 4 quarters.
Paloma Partners's Prudential position peaked at $331K in Q4 2013.
167 funds tracked by Wall St. Rank held Prudential as of Q1 2017.

Based on Paloma Partners's 13F filing for Q1 2017, filed 15 May 2017.