Paloma Partners’s Galiano Gold GAU Stock Holding History

Paloma Partners’s Portfolio GAU Stock Details GAU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-113,400	Closed	-$80K	–	2052
2017 Q4	$80K	Buy	+113,400	New	+$91.9K	﹤0.01%	1805
2017 Q1	–	Sell	-46,000	Closed	-$141K	–	2050
2016 Q4	$141K	Buy	+46,000	New	+$159K	﹤0.01%	1883
2016 Q3	–	Sell	-14,208	Closed	-$54K	–	1927
2016 Q2	$54K	Buy	+14,208	New	+$47K	﹤0.01%	2103
2015 Q1	–	Sell	-704,674	Closed	-$1.09M	–	1273
2014 Q4	$1.09M	Buy	+704,674	New	+$1.21M	0.05%	405
2014 Q1	–	Sell	-11,766	Closed	-$19K	–	801
2013 Q4	$19K	Buy	+11,766	New	+$24.8K	﹤0.01%	975

Other funds holding GAU

DSC

Donald Smith & Co New York $5.56B AUM 47.13% 1-Year Est. Return

SVG

Sun Valley Gold Sun Valley, Idaho $63.2M AUM 182.76% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Loews Corp New York $11.9B AUM 8.99% 1-Year Est. Return

AII

AGF Investments Inc Toronto, Ontario, Canada $10.6B AUM 4.37% 1-Year Est. Return

Mackenzie Financial Toronto Ontario, Ontario, Canada $83.3B AUM 31.19% 1-Year Est. Return

Canada Pension Plan Investment Board Toronto Ontario, Ontario, Canada $155B AUM 29.93% 1-Year Est. Return

DZ Bank Frankfurt Am Main, Germany $113B AUM 36.92% 1-Year Est. Return

Paloma Partners's GAU Position: Q1 2018 in Review

Paloma Partners sold out of Galiano Gold (GAU) in Q1 2018, closing a stake of 113,400 shares — an estimated $80K sold.

Paloma Partners first reported a position in GAU in Q4 2013 and held it in 5 quarters. The position peaked at $1.09M in Q4 2014. 53 funds tracked by Wall St. Rank hold GAU as of Q1 2018.

Paloma Partners reported no remaining Galiano Gold position as of Q1 2018 after selling out during the quarter.
Paloma Partners sold 113,400 Galiano Gold shares in Q1 2018, an estimated $80K.
Paloma Partners first reported a position in Galiano Gold in Q4 2013 and held it in 5 quarters.
Paloma Partners's Galiano Gold position peaked at $1.09M in Q4 2014.
53 funds tracked by Wall St. Rank held Galiano Gold as of Q1 2018.

Based on Paloma Partners's 13F filing for Q1 2018, filed 15 May 2018.