Paloma Partners’s Gaia GAIA Stock Holding History

Paloma Partners’s Portfolio GAIA Stock Details GAIA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-23,100	Closed	-$151K	–	1712
2015 Q2	$151K	Buy	+23,100	New	+$154K	﹤0.01%	1625

Other funds holding GAIA

Prentice Capital Management Greenwich, Connecticut $45.7M AUM 2.65% 1-Year Est. Return

Columbia Wanger Asset Management Chicago, Illinois $6.69B AUM 31.14% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

Financial & Investment Management Group Traverse City, Michigan $274M AUM 8.43% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Mill Road Capital Management Greenwich, Connecticut $191M AUM 56.95% 1-Year Est. Return

Dimensional Fund Advisors

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Lebenthal Holdings New York $806M AUM 2.13% 1-Year Est. Return

Adirondack Funds Guilderland, New York $261M AUM

Paloma Partners's GAIA Position: Q3 2015 in Review

Paloma Partners sold out of Gaia (GAIA) in Q3 2015, closing a stake of 23,100 shares — an estimated $151K sold.

Paloma Partners first reported a position in GAIA in Q2 2015 and held it in 1 quarter. The position peaked at $151K in Q2 2015. 43 funds tracked by Wall St. Rank hold GAIA as of Q3 2015.

Paloma Partners reported no remaining Gaia position as of Q3 2015 after selling out during the quarter.
Paloma Partners sold 23,100 Gaia shares in Q3 2015, an estimated $151K.
Paloma Partners first reported a position in Gaia in Q2 2015 and held it in 1 quarter.
Paloma Partners's Gaia position peaked at $151K in Q2 2015.
43 funds tracked by Wall St. Rank held Gaia as of Q3 2015.

Based on Paloma Partners's 13F filing for Q3 2015, filed 16 Nov 2015.