Paloma Partners’s Energy Recovery ERII Stock Holding History

Paloma Partners’s Portfolio ERII Stock Details ERII Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-10,336	Closed	-$92K	–	1412
2018 Q3	$92K	Buy	+10,336	New	+$91.4K	﹤0.01%	1454
2018 Q2	–	Sell	-48,171	Closed	-$396K	–	1776
2018 Q1	$396K	Buy	+48,171	New	+$389K	0.01%	1497
2016 Q2	–	Sell	-13,061	Closed	-$135K	–	2191
2016 Q1	$135K	Buy	+13,061	New	+$95.2K	﹤0.01%	1739
2015 Q3	–	Sell	-61,179	Closed	-$168K	–	1685
2015 Q2	$168K	Buy	+61,179	New	+$179K	﹤0.01%	1602
2015 Q1	–	Sell	-23,679	Closed	-$125K	–	1257
2014 Q4	$125K	Sell	23,679 -34,353	-59%	-$156K	0.01%	1053
2014 Q3	$205K	Buy	58,032 +29,006	+100%	+$127K	0.01%	841
2014 Q2	$143K	Buy	+29,026	New	+$150K	0.01%	1009

Other funds holding ERII

Trigran Investments Northbrook, Illinois $418M AUM 3.34% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Nokomis Capital Dallas, Texas $349M AUM 75.66% 1-Year Est. Return

6CM

683 Capital Management New York $1.92B AUM 85.52% 1-Year Est. Return

Avenir Corporation Alexandria, Virginia $820M AUM 2.4% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Paloma Partners's ERII Position: Q4 2018 in Review

Paloma Partners sold out of Energy Recovery (ERII) in Q4 2018, closing a stake of 10,336 shares — an estimated $92K sold.

Paloma Partners first reported a position in ERII in Q2 2014 and held it in 7 quarters. The position peaked at $396K in Q1 2018. 113 funds tracked by Wall St. Rank hold ERII as of Q4 2018.

Paloma Partners reported no remaining Energy Recovery position as of Q4 2018 after selling out during the quarter.
Paloma Partners sold 10,336 Energy Recovery shares in Q4 2018, an estimated $92K.
Paloma Partners first reported a position in Energy Recovery in Q2 2014 and held it in 7 quarters.
Paloma Partners's Energy Recovery position peaked at $396K in Q1 2018.
113 funds tracked by Wall St. Rank held Energy Recovery as of Q4 2018.

Based on Paloma Partners's 13F filing for Q4 2018, filed 14 Feb 2019.