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Energy Recovery

113 hedge funds and large institutions have $125M invested in Energy Recovery in 2018 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 35 increasing their positions, 35 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

170% more call options, than puts

Call options by funds: $1.05M | Put options by funds: $388K

25% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 12

2% more funds holding

Funds holding: 111113 (+2)

0.58% more ownership

Funds ownership: 34.02%34.6% (+0.58%)

0% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 35

23% less capital invested

Capital invested by funds: $163M → $125M (-$37.6M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
113
Holders Change
+2
Holders Change %
+1.8%
% of All Funds
2.52%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
15
Increased
35
Reduced
35
Closed
12
Calls
$1.05M
Puts
$388K
Net Calls
+$658K
Net Calls Change
+$411K
Name Holding Trade Value Shares
Change
Change in
Stake
TI
1
Trigran Investments
Illinois
$19.1M +$15.9M +2,025,009 +247%
BlackRock
2
BlackRock
New York
$16.6M -$100K -12,758 -0.5%
Vanguard Group
3
Vanguard Group
Pennsylvania
$11.8M +$738K +93,801 +6%
NC
4
Nokomis Capital
Texas
$8.62M -$1.06M -134,747 -10%
6CM
5
683 Capital Management
New York
$7.4M
AC
6
Avenir Corporation
Virginia
$5.37M +$2.26M +286,899 +56%
State Street
7
State Street
Massachusetts
$4.3M -$246K -31,302 -5%
Goldman Sachs
8
Goldman Sachs
New York
$3.49M -$126K -16,063 -3%
Invesco
9
Invesco
Georgia
$3.31M -$1.25M -158,578 -24%
Northern Trust
10
Northern Trust
Illinois
$3.07M +$23.9K +3,041 +0.7%
First Trust Advisors
11
First Trust Advisors
Illinois
$2.91M -$207K -26,341 -6%
Principal Financial Group
12
Principal Financial Group
Iowa
$2.85M -$181K -22,930 -5%
Geode Capital Management
13
Geode Capital Management
Massachusetts
$2.6M +$170K +21,560 +6%
CCM
14
Cadence Capital Management
Massachusetts
$2.44M +$774K +98,308 +37%
HA
15
Heartland Advisors
Wisconsin
$2.36M -$1.18M -150,000 -30%
Fuller & Thaler Asset Management
16
Fuller & Thaler Asset Management
California
$1.88M +$3.94K +500 +0.2%
QCMC
17
Quantum Capital Management (California)
California
$1.63M +$860K +109,200 +82%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$1.58M -$77.6K -9,858 -4%
Morgan Stanley
19
Morgan Stanley
New York
$1.34M -$33.4K -4,244 -2%
Bank of New York Mellon
20
Bank of New York Mellon
New York
$1.25M +$394K +50,009 +37%
Charles Schwab
21
Charles Schwab
California
$1.23M +$22.8K +2,901 +2%
JP Morgan Chase
22
JP Morgan Chase
New York
$1.03M +$558K +70,914 +87%
Deutsche Bank
23
Deutsche Bank
Germany
$844K -$360K -45,768 -27%
UBS Group
24
UBS Group
Switzerland
$827K +$59.7K +7,587 +7%
EIM
25
Essex Investment Management
Massachusetts
$752K -$1.63M -206,598 -65%

ERII Hedge Fund Activity: Q4 2018 in Review

113 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Energy Recovery (ERII) for Q4 2018, worth a combined $125M — down 23% from $163M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new ERII positions and 12 closed out — a net gain of 3 holders — while 35 added to existing stakes and 35 trimmed.

The largest buyer was Trigran Investments, adding an estimated $15.9M. The largest seller was Encompass Capital Advisors, exiting entirely with an estimated $4.84M sold.

  • 113 institutional investors held Energy Recovery (ERII) as of Q4 2018, up from 111 in Q3 2018.
  • Funds reported $125M of Energy Recovery stock for Q4 2018, down 23% quarter-over-quarter.
  • 15 funds opened new Energy Recovery positions in Q4 2018 and 12 closed out, a net change of +3 holders.
  • The largest Energy Recovery buyer in Q4 2018 was Trigran Investments, an estimated $15.9M added.
  • The largest Energy Recovery seller in Q4 2018 was Encompass Capital Advisors, an estimated $4.84M sold.

Based on aggregated 13F filings for Q4 2018.