PP
EAD

Paloma Partners’s Allspring Income Opportunities Fund EAD Stock Holding History

Paloma Partners’s Portfolio EAD Stock Details EAD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		– Sell
-14,300
Closed -$135K – 978
2013
Q2 		$135K Buy
+14,300
New +$143K 0.01% 1035

Other funds holding EAD

GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
TAM
Third Avenue Management New York $616M AUM 45.6% 1-Year Est. Return
SAM
Selway Asset Management $242M AUM 7.7% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Paloma Partners's EAD Position: Q3 2013 in Review

Paloma Partners sold out of Allspring Income Opportunities Fund (EAD) in Q3 2013, closing a stake of 14,300 shares — an estimated $135K sold.

Paloma Partners first reported a position in EAD in Q2 2013 and held it in 1 quarter. The position peaked at $135K in Q2 2013. 50 funds tracked by Wall St. Rank hold EAD as of Q3 2013.

  • Paloma Partners reported no remaining Allspring Income Opportunities Fund position as of Q3 2013 after selling out during the quarter.
  • Paloma Partners sold 14,300 Allspring Income Opportunities Fund shares in Q3 2013, an estimated $135K.
  • Paloma Partners first reported a position in Allspring Income Opportunities Fund in Q2 2013 and held it in 1 quarter.
  • Paloma Partners's Allspring Income Opportunities Fund position peaked at $135K in Q2 2013.
  • 50 funds tracked by Wall St. Rank held Allspring Income Opportunities Fund as of Q3 2013.

Based on Paloma Partners's 13F filing for Q3 2013, filed 14 Nov 2013.