Paloma Partners’s Advaxis Inc ADXS Stock Holding History

Paloma Partners’s Portfolio ADXS Stock Details ADXS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-12,200	Closed	-$265K	–	2066
2018 Q2	$265K	Buy	+12,200	New	+$316K	﹤0.01%	1342

Other funds holding ADXS

CVI Holdings Wilmington, Delaware $116M AUM 5.68% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Adage Capital Partners Boston, Massachusetts $64.8B AUM 42.7% 1-Year Est. Return

DCM

DAFNA Capital Management Los Angeles, California $440M AUM 109.12% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

D.E. Shaw & Co New York $166B AUM 43.98% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

FSA

Franklin Street Advisors Chapel Hill, North Carolina $1.79B AUM 28.1% 1-Year Est. Return

Millennium Management New York $240B AUM 35.51% 1-Year Est. Return

Paloma Partners's ADXS Position: Q3 2018 in Review

Paloma Partners sold out of Advaxis Inc (ADXS) in Q3 2018, closing a stake of 12,200 shares — an estimated $265K sold.

Paloma Partners first reported a position in ADXS in Q2 2018 and held it in 1 quarter. The position peaked at $265K in Q2 2018. 62 funds tracked by Wall St. Rank hold ADXS as of Q3 2018.

Paloma Partners reported no remaining Advaxis Inc position as of Q3 2018 after selling out during the quarter.
Paloma Partners sold 12,200 Advaxis Inc shares in Q3 2018, an estimated $265K.
Paloma Partners first reported a position in Advaxis Inc in Q2 2018 and held it in 1 quarter.
Paloma Partners's Advaxis Inc position peaked at $265K in Q2 2018.
62 funds tracked by Wall St. Rank held Advaxis Inc as of Q3 2018.

Based on Paloma Partners's 13F filing for Q3 2018, filed 14 Nov 2018.