O'Shaughnessy Asset Management’s Global Brokerage, Inc. Class A Common Stock GLBR Stock Holding History

O'Shaughnessy Asset Management’s Portfolio GLBR Stock Details GLBR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-4,689	Closed	-$701K	–	1097
2014 Q2	$701K	Sell	4,689 -2,007	-30%	-$288K	0.01%	381
2014 Q1	$987K	Sell	6,696 -7,030	-51%	-$1.17M	0.02%	322
2013 Q4	$2.44M	Buy	13,726 +7,420	+118%	+$1.25M	0.05%	220
2013 Q3	$1.24M	Buy	+6,306	New	+$1.13M	0.03%	289

Other funds holding GLBR

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

William Blair & Company Chicago, Illinois $34.9B AUM 18.88% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

DIA

Denver Investment Advisors Denver, Colorado $1.89B AUM 7.9% 1-Year Est. Return

Pembroke Management Montreal, Quebec, Canada $637M AUM 40.98% 1-Year Est. Return

MFP

Michael F. Price $846M AUM 0.07% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

O'Shaughnessy Asset Management's GLBR Position: Q3 2014 in Review

O'Shaughnessy Asset Management sold out of Global Brokerage, Inc. Class A Common Stock (GLBR) in Q3 2014, closing a stake of 4,689 shares — an estimated $701K sold.

O'Shaughnessy Asset Management first reported a position in GLBR in Q3 2013 and held it in 4 quarters. The position peaked at $2.44M in Q4 2013. 116 funds tracked by Wall St. Rank hold GLBR as of Q3 2014.

O'Shaughnessy Asset Management reported no remaining Global Brokerage, Inc. Class A Common Stock position as of Q3 2014 after selling out during the quarter.
O'Shaughnessy Asset Management sold 4,689 Global Brokerage, Inc. Class A Common Stock shares in Q3 2014, an estimated $701K.
O'Shaughnessy Asset Management first reported a position in Global Brokerage, Inc. Class A Common Stock in Q3 2013 and held it in 4 quarters.
O'Shaughnessy Asset Management's Global Brokerage, Inc. Class A Common Stock position peaked at $2.44M in Q4 2013.
116 funds tracked by Wall St. Rank held Global Brokerage, Inc. Class A Common Stock as of Q3 2014.

Based on O'Shaughnessy Asset Management's 13F filing for Q3 2014, filed 17 Nov 2014.