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Optima Capital Portfolio holdings

AUM $253M
1-Year Est. Return 21.52%
This Fund
S&P 500
This Quarter Est. Return
-0.27%
1 Year Est. Return
+21.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$15.5M
Cap. Flow
-$13M
Cap. Flow %
-6.02%
Top 10 Hldgs %
28.98%
Holding
1,412
New
5
Increased
96
Reduced
46
Closed
1,253

Top Buys

Rank Stock Value
1
SPBU
AllianzIM Buffer15 Uncapped Allocation ETF
SPBU
+$4.29M
2
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$4.15M
3
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$1.28M
4
VUSB icon
Vanguard Ultra-Short Bond ETF
VUSB
+$1.24M
5
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$1.16M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$4.78M
2
NDEC
Innovator Growth-100 Power Buffer ETF - December
NDEC
+$2.52M
3
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$1.34M
4
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$1.08M
5
SLV icon
iShares Silver Trust
SLV
+$925K

Sector Composition

Rank Sector Weight
1 Technology 3.96%
2 Energy 2.53%
3 Consumer Discretionary 1.7%
4 Communication Services 1.65%
5 Consumer Staples 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZAUG
1376
Innovator Equity Defined Protection ETF - 1 Yr August
ZAUG
$97.4M
– –
-3,986
Closed -$106K
GAP
1377
The Gap Inc
GAP
$7.03B
– –
-3
Closed -$77
SEPU
1378
AllianzIM U.S. Equity Buffer15 Uncapped Sep ETF
SEPU
$155M
– –
-778
Closed -$22.5K
CURB
1379
Curbline Properties
CURB
$3.63B
– –
-44
Closed -$1.03K
ZOCT
1380
Innovator Equity Defined Protection ETF - 1 Yr October
ZOCT
$105M
– –
-4,956
Closed -$133K
EXE
1381
Expand Energy Corp
EXE
$21.8B
– –
-1
Closed -$110
TRSY
1382
Xtrackers US 0-1 Year Treasury ETF
TRSY
$75.5M
– –
-2,852
Closed -$85.8K
PENG
1383
Penguin Solutions Inc
PENG
$2.63B
– –
-25
Closed -$489
ZNOV
1384
Innovator Equity Defined Protection ETF - 1 Yr November
ZNOV
$104M
– –
-6,391
Closed -$170K
SMBS
1385
Schwab Mortgage-Backed Securities ETF
SMBS
$6.48B
– –
-294
Closed -$7.55K
UPSD
1386
Aptus Large Cap Upside ETF
UPSD
$114M
– –
-391
Closed -$10.5K
DECU
1387
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
$52.9M
– –
-115
Closed -$3.15K
NDEC
1388
Innovator Growth-100 Power Buffer ETF - December
NDEC
$61.4M
– –
-90,727
Closed -$2.52M
ZDEK
1389
Innovator Equity Defined Protection ETF - 1 Yr December
ZDEK
$112M
– –
-7,458
Closed -$192K
PVLA
1390
Palvella Therapeutics
PVLA
$2.04B
– –
-8
Closed -$837
NPKI
1391
NPK International
NPKI
$1.17B
– –
-229
Closed -$2.73K
AAMI
1392
Acadian Asset Management
AAMI
$2.93B
– –
-33
Closed -$1.55K
SPBW
1393
AllianzIM Buffer20 Allocation ETF
SPBW
$83.4M
– –
-2,151
Closed -$59K
XYZ
1394
Block Inc
XYZ
$47.5B
– –
-2
Closed -$130
LAR
1395
Lithium Argentina AG
LAR
$949M
– –
-1,705
Closed -$9.51K
MRP
1396
Millrose Properties Inc
MRP
$4.75B
– –
-18
Closed -$538
KRMN
1397
Karman Holdings
KRMN
$6.48B
– –
-7
Closed -$512
SAIL
1398
SailPoint Inc
SAIL
$8.85B
– –
-52
Closed -$1.05K
NCIQ
1399
Hashdex Nasdaq CME Crypto Index ETF
NCIQ
$91.9M
– –
-2,295
Closed -$52.2K
SGI
1400
Somnigroup International
SGI
$15.5B
– –
-1
Closed -$89
53 54 55
56
57

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PWA
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ACM
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JWM
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N
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SIP
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MAS
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LI
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Optima Capital's Q1 2026 Portfolio in Review

As of Q1 2026, Optima Capital held 1,412 positions worth $215M, down 6.7% from $231M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Optima Capital withdrew a net $13M in Q1 2026, closing 1,253 positions and reducing 46 holdings. Its most notable exit was Innovator Growth-100 Power Buffer ETF - December, an estimated $2.52M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4% of assets, down from 5.1% a quarter earlier, followed by Energy and Consumer Discretionary.

Against the trend, Optima Capital opened a new position in Vanguard Ultra-Short Bond ETF worth $1.23M.

  • Optima Capital's largest Q1 2026 buy was Vanguard Ultra-Short Bond ETF: 24,772 shares worth $1.23M.
  • Optima Capital added most to AllianzIM Buffer15 Uncapped Allocation ETF in Q1 2026, an estimated $4.29M increase.
  • Optima Capital's biggest Q1 2026 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $4.78M.
  • Optima Capital fully exited Innovator Growth-100 Power Buffer ETF - December in Q1 2026, selling an estimated $2.52M.
  • Optima Capital's ten largest holdings make up 29% of its $215M portfolio in Q1 2026.
  • Optima Capital opened 5 new positions and closed 1,253 in Q1 2026.
  • Optima Capital's portfolio value fell 6.7% quarter-over-quarter to $215M.

Based on Optima Capital's 13F filing for Q1 2026, filed 5 May 2026.