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Optima Capital Portfolio holdings

AUM $253M
1-Year Est. Return 21.52%
This Fund
S&P 500
This Quarter Est. Return
-0.27%
1 Year Est. Return
+21.52%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$215M
AUM Growth
-$15.5M
Cap. Flow
-$13M
Cap. Flow %
-6.02%
Top 10 Hldgs %
28.98%
Holding
1,412
New
5
Increased
96
Reduced
46
Closed
1,253

Top Buys

Rank Stock Value
1
SPBU
AllianzIM Buffer15 Uncapped Allocation ETF
SPBU
+$4.29M
2
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$4.15M
3
RWL icon
Invesco S&P 500 Revenue ETF
RWL
+$1.28M
4
VUSB icon
Vanguard Ultra-Short Bond ETF
VUSB
+$1.24M
5
VXX icon
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
+$1.16M

Top Sells

Rank Stock Value
1
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$4.78M
2
NDEC
Innovator Growth-100 Power Buffer ETF - December
NDEC
+$2.52M
3
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$1.34M
4
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$1.08M
5
SLV icon
iShares Silver Trust
SLV
+$925K

Sector Composition

Rank Sector Weight
1 Technology 3.96%
2 Energy 2.53%
3 Consumer Discretionary 1.7%
4 Communication Services 1.65%
5 Consumer Staples 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFAC icon
1
Dimensional US Core Equity 2 ETF
DFAC
$47.5B
$8.15M 3.78%
209,644
+4,785
+2% +$193K
SPYM
2
State Street SPDR Portfolio S&P 500 ETF
SPYM
$159B
$8.04M 3.73%
105,072
-16,801
-14% -$1.34M
SPBU
3
AllianzIM Buffer15 Uncapped Allocation ETF
SPBU
$172M
$6.87M 3.19%
252,742
+152,776
+153% +$4.29M
RSP icon
4
Invesco S&P 500 Equal Weight ETF
RSP
$96.3B
$6.16M 2.86%
32,094
+3,727
+13% +$739K
JPIE icon
5
JPMorgan Income ETF
JPIE
$10B
$5.93M 2.75%
128,688
+6,973
+6% +$323K
DBND icon
6
DoubleLine Opportunistic Bond ETF
DBND
$734M
$5.84M 2.71%
127,454
+7,414
+6% +$344K
VTI icon
7
Vanguard Total Stock Market ETF
VTI
$654B
$5.77M 2.68%
17,987
+265
+1% +$88.9K
GVAL icon
8
Cambria Global Value ETF
GVAL
$569M
$5.62M 2.61%
169,356
+19,770
+13% +$671K
JBND icon
9
JPMorgan Active Bond ETF
JBND
$8.35B
$5.36M 2.49%
99,640
+825
+0.8% +$44.7K
RWL icon
10
Invesco S&P 500 Revenue ETF
RWL
$9.51B
$4.68M 2.17%
40,705
+10,847
+36% +$1.28M
DFAI
11
Dimensional International Core Equity Market ETF
DFAI
$17.1B
$4.61M 2.14%
118,201
+18,524
+19% +$741K
DBEF icon
12
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.13B
$4.56M 2.12%
92,377
+82,720
+857% +$4.15M
AGGY icon
13
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$924M
$4.4M 2.04%
101,290
+3,546
+4% +$156K
IJR icon
14
iShares Core S&P Small-Cap ETF
IJR
$109B
$4.07M 1.89%
32,734
+5,136
+19% +$652K
VIG icon
15
Vanguard Dividend Appreciation ETF
VIG
$111B
$4.04M 1.87%
18,777
+1,572
+9% +$350K
JPST icon
16
JPMorgan Ultra-Short Income ETF
JPST
$40B
$4M 1.86%
79,126
+10,482
+15% +$531K
QQQ icon
17
Invesco QQQ Trust
QQQ
$450B
$3.89M 1.81%
6,747
+1,410
+26% +$857K
SPDW icon
18
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.7B
$3.81M 1.77%
83,365
+4,181
+5% +$196K
GARP
19
iShares MSCI USA Quality GARP ETF
GARP
$2.51B
$3.65M 1.7%
57,125
-1,810
-3% -$123K
WTV icon
20
WisdomTree US Value Fund
WTV
$3.11B
$3.62M 1.68%
38,194
+200
+0.5% +$19.4K
SPY icon
21
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$3.47M 1.61%
5,325
+903
+20% +$614K
XOM icon
22
ExxonMobil
XOM
$651B
$2.82M 1.31%
16,623
+87
+0.5% +$12.7K
IDMO icon
23
Invesco S&P International Developed Momentum ETF
IDMO
$3.99B
$2.81M 1.3%
51,208
+1,454
+3% +$83.2K
VOO icon
24
Vanguard S&P 500 ETF
VOO
$968B
$2.63M 1.22%
4,405
+69
+2% +$43.2K
BITB icon
25
Bitwise Bitcoin ETF
BITB
$2.46B
$2.59M 1.2%
70,455
+5,127
+8% +$213K
1
2 3 4 5

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PWA
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ACM
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JWM
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N
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SIP
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MAS
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Optima Capital's Q1 2026 Portfolio in Review

As of Q1 2026, Optima Capital held 1,412 positions worth $215M, down 6.7% from $231M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Optima Capital withdrew a net $13M in Q1 2026, closing 1,253 positions and reducing 46 holdings. Its most notable exit was Innovator Growth-100 Power Buffer ETF - December, an estimated $2.52M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4% of assets, down from 5.1% a quarter earlier, followed by Energy and Consumer Discretionary.

Against the trend, Optima Capital opened a new position in Vanguard Ultra-Short Bond ETF worth $1.23M.

  • Optima Capital's largest Q1 2026 buy was Vanguard Ultra-Short Bond ETF: 24,772 shares worth $1.23M.
  • Optima Capital added most to AllianzIM Buffer15 Uncapped Allocation ETF in Q1 2026, an estimated $4.29M increase.
  • Optima Capital's biggest Q1 2026 reduction was iShares Core MSCI EAFE ETF, cutting an estimated $4.78M.
  • Optima Capital fully exited Innovator Growth-100 Power Buffer ETF - December in Q1 2026, selling an estimated $2.52M.
  • Optima Capital's ten largest holdings make up 29% of its $215M portfolio in Q1 2026.
  • Optima Capital opened 5 new positions and closed 1,253 in Q1 2026.
  • Optima Capital's portfolio value fell 6.7% quarter-over-quarter to $215M.

Based on Optima Capital's 13F filing for Q1 2026, filed 5 May 2026.