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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TMHC
1451
DELISTED
Taylor Morrison
TMHC
– –
-40,345
Closed -$914K
UAN icon
1452
CVR Partners
UAN
$1.24B
– –
-1,071
Closed -$190K
ULTA icon
1453
Ulta Beauty
ULTA
$24B
– –
-3,621
Closed -$433K
BSIN
1454
Big Sky Industrial
BSIN
$63.3M
– –
-200
Closed -$25K
WHR icon
1455
Whirlpool
WHR
$2.73B
– –
-1,485
Closed -$218K
WOLF icon
1456
Wolfspeed
WOLF
$1.62B
– –
-13,495
Closed -$812K
CPAY icon
1457
Corpay
CPAY
$25.9B
– –
-3,000
Closed -$330K
NPKI
1458
NPK International
NPKI
$1.15B
– –
-12,136
Closed -$154K
SGI
1459
Somnigroup International
SGI
$13.6B
– –
-38,584
Closed -$424K
FAM
1460
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
– –
-10,844
Closed -$158K
LL
1461
DELISTED
LL Flooring Holdings, Inc.
LL
– –
-7,549
Closed -$805K
AVTA
1462
DELISTED
Avantax, Inc. Common Stock
AVTA
– –
-74,713
Closed -$1.72M
ECOM
1463
DELISTED
CHANNELADVISOR CORPORATION
ECOM
– –
-11,001
Closed -$403K
HNP
1464
DELISTED
Huaneng Power Intl, Inc.
HNP
– –
-6,567
Closed -$263K
KRA
1465
DELISTED
Kraton Corporation
KRA
– –
-44,407
Closed -$870K
ALSK
1466
DELISTED
Alaska Communications Systems
ALSK
– –
-71,000
Closed -$182K
BITA
1467
DELISTED
Bitauto Holdings Limited
BITA
– –
-10,000
Closed -$161K
LM
1468
DELISTED
Legg Mason, Inc.
LM
– –
-6,376
Closed -$213K
PKD
1469
DELISTED
Parker Drilling Company
PKD
– –
-5,060
Closed -$433K
ACHN
1470
DELISTED
Achillion Pharmaceuticals
ACHN
– –
-83,045
Closed -$251K
MDCO
1471
DELISTED
Medicines Co
MDCO
– –
-8,309
Closed -$279K
BRSS
1472
DELISTED
Global Brass & Copper Hldgs, Inc
BRSS
– –
-30,667
Closed -$538K
SGYP
1473
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
– –
-75,036
Closed -$338K
VXZ
1474
DELISTED
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
– –
-10,000
Closed -$750K
BAC.WS.A
1475
DELISTED
Bank Of America Corporation Ws A
BAC.WS.A
– –
-22,375
Closed -$136K
57 58
59
60 61

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Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.