Oppenheimer & Co’s Avantax, Inc. Common Stock AVTA Stock Holding History

Oppenheimer & Co’s Portfolio AVTA Stock Details AVTA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-33,486	Closed	-$461K	–	1384
2015 Q3	$461K	Buy	33,486 +10,768	+47%	+$154K	0.01%	838
2015 Q2	$367K	Buy	22,718 +8,518	+60%	+$131K	0.01%	1017
2015 Q1	$194K	Sell	14,200 -25,670	-64%	-$358K	0.01%	1316
2014 Q4	$552K	Sell	39,870 -8,954	-18%	-$132K	0.02%	784
2014 Q3	$744K	Sell	48,824 -35,307	-42%	-$584K	0.02%	702
2014 Q2	$1.59M	Buy	+84,131	New	+$1.58M	0.05%	447
2013 Q4	–	Sell	-74,713	Closed	-$1.72M	–	1464
2013 Q3	$1.72M	Buy	74,713 +51,413	+221%	+$1.07M	0.06%	367
2013 Q2	$432K	Buy	+23,300	New	+$396K	0.02%	771

Other funds holding AVTA

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Numeric Investors Boston, Massachusetts $13.7B AUM 28.88% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

Oppenheimer & Co's AVTA Position: Q4 2015 in Review

Oppenheimer & Co sold out of Avantax, Inc. Common Stock (AVTA) in Q4 2015, closing a stake of 33,486 shares — an estimated $461K sold.

Oppenheimer & Co first reported a position in AVTA in Q2 2013 and held it in 8 quarters. The position peaked at $1.72M in Q3 2013. 144 funds tracked by Wall St. Rank hold AVTA as of Q4 2015.

Oppenheimer & Co reported no remaining Avantax, Inc. Common Stock position as of Q4 2015 after selling out during the quarter.
Oppenheimer & Co sold 33,486 Avantax, Inc. Common Stock shares in Q4 2015, an estimated $461K.
Oppenheimer & Co first reported a position in Avantax, Inc. Common Stock in Q2 2013 and held it in 8 quarters.
Oppenheimer & Co's Avantax, Inc. Common Stock position peaked at $1.72M in Q3 2013.
144 funds tracked by Wall St. Rank held Avantax, Inc. Common Stock as of Q4 2015.

Based on Oppenheimer & Co's 13F filing for Q4 2015, filed 3 Feb 2016.