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Oppenheimer & Co Portfolio holdings

AUM $9.37B
1-Year Est. Return 36.4%
This Fund
S&P 500
This Quarter Est. Return
+8.78%
1 Year Est. Return
+36.4%
3 Year Est. Return
+114.29%
5 Year Est. Return
+137.63%
10 Year Est. Return
+535.77%
AUM
$3.13B
AUM Growth
+$281M
Cap. Flow
+$61.6M
Cap. Flow %
1.97%
Top 10 Hldgs %
12.2%
Holding
1,543
New
228
Increased
546
Reduced
510
Closed
166

Top Buys

Rank Stock Value
1
TLOG
TetraLogic Pharmaceuticals Corporation
TLOG
+$8.36M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.14M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.91M
4
KMB icon
Kimberly-Clark
KMB
+$5.03M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$3.89M

Top Sells

Rank Stock Value
1
ELD icon
WisdomTree Emerging Markets Local Debt Fund
ELD
+$5.52M
2
BKLN icon
Invesco Senior Loan ETF
BKLN
+$5.39M
3
IXG icon
iShares Global Financials ETF
IXG
+$5.36M
4
CVE icon
Cenovus Energy
CVE
+$5.09M
5
EPP icon
iShares MSCI Pacific ex Japan ETF
EPP
+$4.89M

Sector Composition

Rank Sector Weight
1 Energy 12.37%
2 Healthcare 10.59%
3 Industrials 9.5%
4 Financials 9.49%
5 Technology 9.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSL
1176
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
$216K 0.01%
+11,454
New +$217K
CNQ icon
1177
Canadian Natural Resources
CNQ
$93.8B
$216K 0.01%
13,177
-928
-7% -$14.4K
IIIN icon
1178
Insteel Industries
IIIN
$625M
$216K 0.01%
9,500
-109,076
-92% -$1.97M
MAG
1179
DELISTED
MAG Silver
MAG
$216K 0.01%
41,630
+11,900
+40% +$64.2K
EWC icon
1180
iShares MSCI Canada ETF
EWC
$6.46B
$215K 0.01%
7,382
-30,191
-80% -$873K
BPT
1181
DELISTED
BP Prudhoe Bay Royalty Trust
BPT
$214K 0.01%
2,684
-713
-21% -$57.3K
XBI icon
1182
State Street SPDR S&P Biotech ETF
XBI
$10.3B
$214K 0.01%
4,920
-5,403
-52% -$224K
CHK.PRD
1183
DELISTED
Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock
CHK.PRD
$214K 0.01%
2,330
-500
-18% -$45.3K
INSY
1184
DELISTED
Insys Therapeutics, Inc.
INSY
$213K 0.01%
+16,500
New +$229K
POST icon
1185
Post Holdings
POST
$3.57B
$212K 0.01%
+6,578
New +$194K
ANH
1186
DELISTED
Anworth Mortgage Asset Corporation
ANH
$212K 0.01%
50,300
-23,900
-32% -$107K
FGP
1187
DELISTED
Ferrellgas Partners, L.P.
FGP
$212K 0.01%
9,200
– –
MCBI
1188
DELISTED
METROCORP BANCSHARES INC
MCBI
$212K 0.01%
+14,081
New +$201K
OIG
1189
DELISTED
Orbital Infrastructure Group, Inc. Common Stock
OIG
$211K 0.01%
833
– –
ERC
1190
Allspring Multi-Sector Income Fund
ERC
$259M
$210K 0.01%
14,944
-931
-6% -$13.2K
PNW icon
1191
Pinnacle West Capital
PNW
$12.2B
$210K 0.01%
3,969
-217
-5% -$11.9K
FR icon
1192
First Industrial Realty Trust
FR
$8.44B
$209K 0.01%
+12,000
New +$209K
OCSL icon
1193
Oaktree Specialty Lending
OCSL
$1.14B
$209K 0.01%
7,533
+366
+5% +$10.8K
CLMS
1194
DELISTED
Calamos Asset Management, Inc.
CLMS
$209K 0.01%
17,653
+663
+4% +$6.91K
LEAP
1195
DELISTED
LEAP WIRELESS INTERNATIONAL INC NEW
LEAP
$209K 0.01%
11,983
-1,217
-9% -$20K
CVY icon
1196
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
$208K 0.01%
+8,402
New +$206K
WU icon
1197
Western Union
WU
$2.21B
$208K 0.01%
12,061
-8,763
-42% -$154K
AIF
1198
DELISTED
Apollo Tactical Income Fund Inc.
AIF
$207K 0.01%
11,500
– –
INVN
1199
DELISTED
Invensense Inc
INVN
$207K 0.01%
+9,924
New +$178K
NPM
1200
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$207K 0.01%
16,512
+6,342
+62% +$79.7K
46 47
48
49 50

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RCM
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Oppenheimer & Co's Q4 2013 Portfolio in Review

As of Q4 2013, Oppenheimer & Co held 1,543 positions worth $3.13B, up 9.9% from $2.84B the previous quarter. Its ten largest holdings account for 12% of the portfolio.

Oppenheimer & Co's Q4 2013 filing shows 228 new, 546 increased, 510 reduced and 166 closed positions. Its largest new stake was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M. The largest sale was WisdomTree Emerging Markets Local Debt Fund, an estimated $5.52M.

By sector, the portfolio is most concentrated in Energy at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Industrials.

  • Oppenheimer & Co's largest Q4 2013 buy was TetraLogic Pharmaceuticals Corporation: 1,072,115 shares worth $10.2M.
  • Oppenheimer & Co added most to Invesco FTSE RAFI US 1000 ETF in Q4 2013, an estimated $8.14M increase.
  • Oppenheimer & Co's biggest Q4 2013 reduction was WisdomTree Emerging Markets Local Debt Fund, cutting an estimated $5.52M.
  • Oppenheimer & Co fully exited iShares Global Financials ETF in Q4 2013, selling an estimated $5.36M.
  • Oppenheimer & Co's ten largest holdings make up 12% of its $3.13B portfolio in Q4 2013.
  • Oppenheimer & Co opened 228 new positions and closed 166 in Q4 2013.
  • Oppenheimer & Co's portfolio value rose 9.9% quarter-over-quarter to $3.13B.

Based on Oppenheimer & Co's 13F filing for Q4 2013, filed 12 Feb 2014.