Oppenheimer & Co’s Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock CHK.PRD Stock Holding History

Oppenheimer & Co’s Portfolio CHK.PRD Stock Details CHK.PRD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-3,500	Closed	-$205K	–	1404
2015 Q3	$205K	Hold	3,500	–	–	0.01%	1159
2015 Q2	$260K	Hold	3,500	–	–	0.01%	1160
2015 Q1	$306K	Buy	+3,500	New	+$313K	0.01%	1098
2014 Q2	–	Sell	-2,830	Closed	-$259K	–	1508
2014 Q1	$259K	Buy	2,830 +500	+21%	+$45.7K	0.01%	1106
2013 Q4	$214K	Sell	2,330 -500	-18%	-$45.3K	0.01%	1184
2013 Q3	$250K	Buy	+2,830	New	+$254K	0.01%	1060

Other funds holding CHK.PRD

Loomis, Sayles & Company Boston, Massachusetts $74.3B AUM 24.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Stephens Inc Little Rock, Arkansas $8.93B AUM 25.13% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

WFG Advisors Dallas, Texas $442M AUM 12.46% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

Oppenheimer & Co's CHK.PRD Position: Q4 2015 in Review

Oppenheimer & Co sold out of Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock (CHK.PRD) in Q4 2015, closing a stake of 3,500 shares — an estimated $205K sold.

Oppenheimer & Co first reported a position in CHK.PRD in Q3 2013 and held it in 6 quarters. The position peaked at $306K in Q1 2015. 21 funds tracked by Wall St. Rank hold CHK.PRD as of Q4 2015.

Oppenheimer & Co reported no remaining Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock position as of Q4 2015 after selling out during the quarter.
Oppenheimer & Co sold 3,500 Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock shares in Q4 2015, an estimated $205K.
Oppenheimer & Co first reported a position in Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock in Q3 2013 and held it in 6 quarters.
Oppenheimer & Co's Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock position peaked at $306K in Q1 2015.
21 funds tracked by Wall St. Rank held Chesapeake Energy Corp. 4.5% Cum. Cnvrtbl. Prfrd. Stock as of Q4 2015.

Based on Oppenheimer & Co's 13F filing for Q4 2015, filed 3 Feb 2016.