OC
NYC

Oppenheimer & Co’s ISHARES NYSE COMPOSITE ETF NYC Stock Holding History

Oppenheimer & Co’s Portfolio NYC Stock Details NYC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q1 		– Sell
-2,967
Closed -$281K – 1532
2013
Q4 		$281K Hold
2,967
– – 0.01% 1035
2013
Q3 		$260K Hold
2,967
– – 0.01% 1034
2013
Q2 		$246K Buy
+2,967
New +$251K 0.01% 1015

Other funds holding NYC

TH
Timber Hill Greenwich, Connecticut $15.4M AUM 30.7% 1-Year Est. Return
Susquehanna International Group
Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
FCI
Financial Counselors Inc Overland Park, Kansas $70.9M AUM 16.78% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
NPC
National Planning Corporation El Segundo, California $726K AUM 14.28% 1-Year Est. Return
ICOA
Investment Centers of America Bismarck, North Dakota $712K AUM 15.54% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Oppenheimer & Co's NYC Position: Q1 2014 in Review

Oppenheimer & Co sold out of ISHARES NYSE COMPOSITE ETF (NYC) in Q1 2014, closing a stake of 2,967 shares — an estimated $281K sold.

Oppenheimer & Co first reported a position in NYC in Q2 2013 and held it in 3 quarters. The position peaked at $281K in Q4 2013. 17 funds tracked by Wall St. Rank hold NYC as of Q1 2014.

  • Oppenheimer & Co reported no remaining ISHARES NYSE COMPOSITE ETF position as of Q1 2014 after selling out during the quarter.
  • Oppenheimer & Co sold 2,967 ISHARES NYSE COMPOSITE ETF shares in Q1 2014, an estimated $281K.
  • Oppenheimer & Co first reported a position in ISHARES NYSE COMPOSITE ETF in Q2 2013 and held it in 3 quarters.
  • Oppenheimer & Co's ISHARES NYSE COMPOSITE ETF position peaked at $281K in Q4 2013.
  • 17 funds tracked by Wall St. Rank held ISHARES NYSE COMPOSITE ETF as of Q1 2014.

Based on Oppenheimer & Co's 13F filing for Q1 2014, filed 9 May 2014.