One Capital Management’s Sprott Physical Gold and Silver Trust CEF Stock Holding History

One Capital Management’s Portfolio CEF Stock Details CEF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-58,177	Closed	-$809K	–	127
2016 Q2	$809K	Sell	58,177 -2,917	-5%	-$37.6K	0.28%	78
2016 Q1	$733	Sell	61,094 -60,458	-50%	-$690K	0.03%	82
2015 Q4	$1.21M	Sell	121,552 -7,035	-5%	-$74.6K	0.41%	69
2015 Q3	$1.36M	Buy	+128,587	New	+$1.39M	0.5%	68
2015 Q2	–	Sell	-40,993	Closed	-$489K	–	158
2015 Q1	$489K	Buy	+40,993	New	+$505K	0.15%	106
2014 Q4	–	Sell	-2,204	Closed	-$27K	–	195
2014 Q3	$27K	Buy	+2,204	New	+$30.3K	0.01%	297

Other funds holding CEF

SAC

Smith Affiliated Capital New York $86.5B AUM 5.91% 1-Year Est. Return

Parallax Volatility Advisers San Francisco, California $38.6B AUM 45.89% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Sprott Inc Toronto, Ontario, Canada $3.15B AUM 70.1% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

One Capital Management's CEF Position: Q3 2016 in Review

One Capital Management sold out of Sprott Physical Gold and Silver Trust (CEF) in Q3 2016, closing a stake of 58,177 shares — an estimated $809K sold.

One Capital Management first reported a position in CEF in Q3 2014 and held it in 6 quarters. The position peaked at $1.36M in Q3 2015. 179 funds tracked by Wall St. Rank hold CEF as of Q3 2016.

One Capital Management reported no remaining Sprott Physical Gold and Silver Trust position as of Q3 2016 after selling out during the quarter.
One Capital Management sold 58,177 Sprott Physical Gold and Silver Trust shares in Q3 2016, an estimated $809K.
One Capital Management first reported a position in Sprott Physical Gold and Silver Trust in Q3 2014 and held it in 6 quarters.
One Capital Management's Sprott Physical Gold and Silver Trust position peaked at $1.36M in Q3 2015.
179 funds tracked by Wall St. Rank held Sprott Physical Gold and Silver Trust as of Q3 2016.

Based on One Capital Management's 13F filing for Q3 2016, filed 12 Oct 2016.