NWQ Investment Management Company’s HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) HSBC.PRA Stock Holding History

Bought
Maintained
Sold
Quarter Market Value Status Shares Shares
Change %
Capital Flow Portfolio Weight Portfolio Position
2014
Q1
Sell
-12,750
Closed -$315K 178
2013
Q4
$315K Hold
12,750
﹤0.01% 160
2013
Q3
$314K Hold
12,750
﹤0.01% 148
2013
Q2
$317K Buy
+12,750
New +$317K ﹤0.01% 142