NIMC
HSBC.PRA

NWQ Investment Management Company’s HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) HSBC.PRA Stock Holding History

NWQ Investment Management Company’s Portfolio HSBC.PRA Stock Details HSBC.PRA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q1 		– Sell
-12,750
Closed -$315K – 178
2013
Q4 		$315K Hold
12,750
– – ﹤0.01% 160
2013
Q3 		$314K Hold
12,750
– – ﹤0.01% 148
2013
Q2 		$317K Buy
+12,750
New +$323K ﹤0.01% 142

Other funds holding HSBC.PRA

BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.14% 1-Year Est. Return
SAMC
Spectrum Asset Management (Connecticut) Stamford, Connecticut $69.6M AUM 1.92% 1-Year Est. Return
Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.35% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
First Trust Advisors
First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return
CI
Conning Inc Hartford, Connecticut $3.34B AUM 25.19% 1-Year Est. Return
AIG
American International Group New York $609M AUM 23.67% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
PI
PineBridge Investments New York $11.9B AUM 23.42% 1-Year Est. Return

NWQ Investment Management Company's HSBC.PRA Position: Q1 2014 in Review

NWQ Investment Management Company sold out of HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) (HSBC.PRA) in Q1 2014, closing a stake of 12,750 shares — an estimated $315K sold.

NWQ Investment Management Company first reported a position in HSBC.PRA in Q2 2013 and held it in 3 quarters. The position peaked at $317K in Q2 2013. 101 funds tracked by Wall St. Rank hold HSBC.PRA as of Q1 2014.

  • NWQ Investment Management Company reported no remaining HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) position as of Q1 2014 after selling out during the quarter.
  • NWQ Investment Management Company sold 12,750 HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) shares in Q1 2014, an estimated $315K.
  • NWQ Investment Management Company first reported a position in HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) in Q2 2013 and held it in 3 quarters.
  • NWQ Investment Management Company's HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) position peaked at $317K in Q2 2013.
  • 101 funds tracked by Wall St. Rank held HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) as of Q1 2014.

Based on NWQ Investment Management Company's 13F filing for Q1 2014, filed 14 May 2014.