Nuveen’s iShares Semiconductor ETF SOXX Stock Holding History

Nuveen’s Portfolio SOXX Stock Details SOXX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-30,000	Closed	-$1.59M	–	1152
2017 Q3	$1.59M	Buy	+30,000	New	+$1.49M	0.01%	650
2017 Q1	–	Sell	-55,251	Closed	-$2.26M	–	1466
2016 Q4	$2.26M	Hold	55,251	–	–	0.01%	844
2016 Q3	$2.08M	Buy	+55,251	New	+$1.93M	0.01%	767
2016 Q1	–	Sell	-45,000	Closed	-$1.35K	–	1491
2015 Q4	$1.35K	Buy	+45,000	New	+$1.34M	0.01%	932

Other funds holding SOXX

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

AssetMark Inc Concord, California $49B AUM 17.78% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Citigroup New York $235B AUM 32.99% 1-Year Est. Return

PAG

Pinnacle Advisory Group Columbia, Maryland $2.17B AUM 39.21% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $206B AUM 31.61% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Nuveen's SOXX Position: Q4 2017 in Review

Nuveen sold out of iShares Semiconductor ETF (SOXX) in Q4 2017, closing a stake of 30,000 shares — an estimated $1.59M sold.

Nuveen first reported a position in SOXX in Q4 2015 and held it in 4 quarters. The position peaked at $2.26M in Q4 2016. 137 funds tracked by Wall St. Rank hold SOXX as of Q4 2017.

Nuveen reported no remaining iShares Semiconductor ETF position as of Q4 2017 after selling out during the quarter.
Nuveen sold 30,000 iShares Semiconductor ETF shares in Q4 2017, an estimated $1.59M.
Nuveen first reported a position in iShares Semiconductor ETF in Q4 2015 and held it in 4 quarters.
Nuveen's iShares Semiconductor ETF position peaked at $2.26M in Q4 2016.
137 funds tracked by Wall St. Rank held iShares Semiconductor ETF as of Q4 2017.

Based on Nuveen's 13F filing for Q4 2017, filed 14 Feb 2018.