Nuveen’s Pioneer Diversified High Income Fund HNW Stock Holding History

Nuveen’s Portfolio HNW Stock Details HNW Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-17,400	Closed	-$368K	–	1612
2014 Q2	$368K	Hold	17,400	–	–	﹤0.01%	1422
2014 Q1	$351K	Hold	17,400	–	–	﹤0.01%	1405
2013 Q4	$357K	Hold	17,400	–	–	﹤0.01%	1373
2013 Q3	$366K	Hold	17,400	–	–	﹤0.01%	1358
2013 Q2	$354K	Buy	+17,400	New	+$375K	﹤0.01%	1368

Other funds holding HNW

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Colony Group Boston, Massachusetts $6.66B AUM 18.65% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Nuveen's HNW Position: Q3 2014 in Review

Nuveen sold out of Pioneer Diversified High Income Fund (HNW) in Q3 2014, closing a stake of 17,400 shares — an estimated $368K sold.

Nuveen first reported a position in HNW in Q2 2013 and held it in 5 quarters. The position peaked at $368K in Q2 2014. 25 funds tracked by Wall St. Rank hold HNW as of Q3 2014.

Nuveen reported no remaining Pioneer Diversified High Income Fund position as of Q3 2014 after selling out during the quarter.
Nuveen sold 17,400 Pioneer Diversified High Income Fund shares in Q3 2014, an estimated $368K.
Nuveen first reported a position in Pioneer Diversified High Income Fund in Q2 2013 and held it in 5 quarters.
Nuveen's Pioneer Diversified High Income Fund position peaked at $368K in Q2 2014.
25 funds tracked by Wall St. Rank held Pioneer Diversified High Income Fund as of Q3 2014.

Based on Nuveen's 13F filing for Q3 2014, filed 13 Nov 2014.