Nuveen’s Western Asset Emerging Markets EMD Stock Holding History

Nuveen’s Portfolio EMD Stock Details EMD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-173,309	Closed	-$2M	–	1634
2016 Q3	$2M	Buy	173,309 +23,000	+15%	+$264K	0.01%	786
2016 Q2	$1.63M	Hold	150,309	–	–	0.01%	834
2016 Q1	$1.54K	Buy	150,309 +30,000	+25%	+$290K	0.01%	857
2015 Q4	$1.17K	Buy	120,309 +5,000	+4%	+$49.3K	0.01%	997
2015 Q3	$1.1K	Buy	115,309 +15,000	+15%	+$152K	0.01%	1035
2015 Q2	$1.08K	Buy	100,309 +5,000	+5%	+$55.8K	0.01%	1127
2015 Q1	$1.06M	Buy	+95,309	New	+$1.06M	0.01%	1145

Other funds holding EMD

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Aldebaran Financial $105M AUM 19.84% 1-Year Est. Return

Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return

Nuveen's EMD Position: Q4 2016 in Review

Nuveen sold out of Western Asset Emerging Markets (EMD) in Q4 2016, closing a stake of 173,309 shares — an estimated $2M sold.

Nuveen first reported a position in EMD in Q1 2015 and held it in 7 quarters. The position peaked at $2M in Q3 2016. 3 funds tracked by Wall St. Rank hold EMD as of Q4 2016.

Nuveen reported no remaining Western Asset Emerging Markets position as of Q4 2016 after selling out during the quarter.
Nuveen sold 173,309 Western Asset Emerging Markets shares in Q4 2016, an estimated $2M.
Nuveen first reported a position in Western Asset Emerging Markets in Q1 2015 and held it in 7 quarters.
Nuveen's Western Asset Emerging Markets position peaked at $2M in Q3 2016.
3 funds tracked by Wall St. Rank held Western Asset Emerging Markets as of Q4 2016.

Based on Nuveen's 13F filing for Q4 2016, filed 14 Feb 2017.