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EMD

Western Asset Emerging Markets

Delisted

EMD was delisted on the 16th of December, 2016.

3 hedge funds and large institutions have $29.3M invested in Western Asset Emerging Markets in 2016 Q4 according to their latest regulatory filings, with 0 funds opening new positions, 2 increasing their positions, 1 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 2 | Existing positions reduced: 1

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

74% less capital invested

Capital invested by funds: $112M → $29.3M (-$82.7M)

94% less funds holding

Funds holding: 513 (-48)

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 48

Holders
3
Holders Change
-48
Holders Change %
-94.12%
% of All Funds
0.07%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
Increased
2
Reduced
1
Closed
48
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$28.2M +$5.05M +463,316 +32%
AF
2
Aldebaran Financial
$659K -$517K -47,480 -51%
DA
3
Doliver Advisors
Texas
$425K +$117K +10,744 +59%
SCM
4
Saba Capital Management
New York
-$23M -1,997,533 Closed
MGAM
5
McGowan Group Asset Management
Texas
-$18.9M -1,642,899 Closed
Morgan Stanley
6
Morgan Stanley
New York
-$9.84M -854,779 Closed
1CP
7
1607 Capital Partners
Virginia
-$6.84M -594,344 Closed
Invesco
8
Invesco
Georgia
-$5.34M -463,719 Closed
AAM
9
Advisors Asset Management
Colorado
-$4.3M -373,241 Closed
Wells Fargo
10
Wells Fargo
California
-$4.27M -371,023 Closed
Bank of America
11
Bank of America
North Carolina
-$3.97M -344,830 Closed
SIA
12
Sit Investment Associates
Minnesota
-$3.84M -333,706 Closed
Citigroup
13
Citigroup
New York
-$2.35M -203,765 Closed
N
14
Nuveen
North Carolina
-$2M -173,309 Closed
Geode Capital Management
15
Geode Capital Management
Massachusetts
-$1.19M -103,507 Closed
UBS Group
16
UBS Group
Switzerland
-$969K -84,116 Closed
GC
17
Guggenheim Capital
Illinois
-$954K -82,895 Closed
CRC
18
Curi RMB Capital
Illinois
-$869K -75,515 Closed
Ameriprise
19
Ameriprise
Minnesota
-$803K -69,778 Closed
First Trust Advisors
20
First Trust Advisors
Illinois
-$753K -65,407 Closed
LCM
21
Landscape Capital Management
New Jersey
-$582K -50,567 Closed
RJA
22
Raymond James & Associates
Florida
-$571K -49,595 Closed
SFS
23
Shaker Financial Services
Virginia
-$385K -33,481 Closed
CHAM
24
Clear Harbor Asset Management
Connecticut
-$323K -28,025 Closed
OC
25
Oppenheimer & Co
New York
-$218K -18,935 Closed

EMD Hedge Fund Activity: Q4 2016 in Review

3 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Western Asset Emerging Markets (EMD) for Q4 2016, worth a combined $29.3M — down 74% from $112M a quarter earlier.

Sellers outnumbered buyers: 48 funds closed out of EMD and 0 opened new positions — a net loss of 48 holders — while 1 trimmed existing stakes and 2 added.

The largest buyer was Rivernorth Capital Management, adding an estimated $5.05M. The largest seller was Saba Capital Management, exiting entirely with an estimated $23M sold.

  • 3 institutional investors held Western Asset Emerging Markets (EMD) as of Q4 2016, down from 51 in Q3 2016.
  • Funds reported $29.3M of Western Asset Emerging Markets stock for Q4 2016, down 74% quarter-over-quarter.
  • 0 funds opened new Western Asset Emerging Markets positions in Q4 2016 and 48 closed out, a net change of -48 holders.
  • The largest Western Asset Emerging Markets buyer in Q4 2016 was Rivernorth Capital Management, an estimated $5.05M added.
  • The largest Western Asset Emerging Markets seller in Q4 2016 was Saba Capital Management, an estimated $23M sold.

Based on aggregated 13F filings for Q4 2016.