Nuveen Fund Advisors’s UBS Group UBS Stock Holding History

Nuveen Fund Advisors’s Portfolio UBS Stock Details UBS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q3	–	Sell	-15,739	Closed	-$241K	–	157
2018 Q2	$241K	Sell	15,739 -10,369	-40%	-$169K	0.3%	133
2018 Q1	$461K	Sell	26,108 -2,894	-10%	-$55K	0.21%	147
2017 Q4	$533K	Sell	29,002 -18,508	-39%	-$322K	0.15%	168
2017 Q3	$815K	Sell	47,510 -9,800	-17%	-$168K	0.17%	166
2017 Q2	$973K	Sell	57,310 -2,948	-5%	-$47.9K	0.16%	180
2017 Q1	$961K	Buy	60,258 +4,286	+8%	+$69K	0.13%	208
2016 Q4	$877K	Buy	55,972 +13,766	+33%	+$207K	0.13%	200
2016 Q3	$575K	Buy	42,206 +16,251	+63%	+$221K	0.08%	273
2016 Q2	$336K	Buy	+25,955	New	+$397K	0.05%	321

Other funds holding UBS

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

Dodge & Cox San Francisco, California $182B AUM 14.68% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Norges Bank Oslo, Norway $935B AUM

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Fisher Asset Management Camas, Washington $295B AUM 31.6% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Nuveen Fund Advisors's UBS Position: Q3 2018 in Review

Nuveen Fund Advisors sold out of UBS Group (UBS) in Q3 2018, closing a stake of 15,739 shares — an estimated $241K sold.

Nuveen Fund Advisors first reported a position in UBS in Q2 2016 and held it in 9 quarters. The position peaked at $973K in Q2 2017. 312 funds tracked by Wall St. Rank hold UBS as of Q3 2018.

Nuveen Fund Advisors reported no remaining UBS Group position as of Q3 2018 after selling out during the quarter.
Nuveen Fund Advisors sold 15,739 UBS Group shares in Q3 2018, an estimated $241K.
Nuveen Fund Advisors first reported a position in UBS Group in Q2 2016 and held it in 9 quarters.
Nuveen Fund Advisors's UBS Group position peaked at $973K in Q2 2017.
312 funds tracked by Wall St. Rank held UBS Group as of Q3 2018.

Based on Nuveen Fund Advisors's 13F filing for Q3 2018, filed 13 Nov 2018.