Northwestern Mutual Wealth Management
SMAX

Northwestern Mutual Wealth Management’s iShares Large Cap Max Buffer Sep ETF SMAX Stock Holding History

Northwestern Mutual Wealth Management’s Portfolio SMAX Stock Details SMAX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-900
Closed -$24.3K – 4518
2025
Q4 		$24.3K Buy
+900
New +$24.3K ﹤0.01% 2670

Other funds holding SMAX

JLBC
J.L. Bainbridge & Co Sarasota, Florida $1.27B AUM 26.55% 1-Year Est. Return
CFC
Client First Capital San Diego, California $251M AUM 18.48% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
FA
FC Advisory West Chester, Pennsylvania $378M AUM 15.62% 1-Year Est. Return
GFG
Grantvest Financial Group Matawan, New Jersey $154M AUM 10.37% 1-Year Est. Return
BW
BIP Wealth Atlanta, Georgia $2.46B AUM 14.38% 1-Year Est. Return
AWA
Amplius Wealth Advisors Blue Bell, Pennsylvania $1.36B AUM 18.99% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
CA
Crewe Advisors Salt Lake City, Utah $1.38B AUM 41.76% 1-Year Est. Return
JSA
Jim Saulnier & Associates Fort Collins, Colorado $205M AUM 10.53% 1-Year Est. Return

Northwestern Mutual Wealth Management's SMAX Position: Q1 2026 in Review

Northwestern Mutual Wealth Management sold out of iShares Large Cap Max Buffer Sep ETF (SMAX) in Q1 2026, closing a stake of 900 shares — an estimated $24.3K sold.

Northwestern Mutual Wealth Management first reported a position in SMAX in Q4 2025 and held it in 1 quarter. The position peaked at $24.3K in Q4 2025. 34 funds tracked by Wall St. Rank hold SMAX as of Q1 2026.

  • Northwestern Mutual Wealth Management reported no remaining iShares Large Cap Max Buffer Sep ETF position as of Q1 2026 after selling out during the quarter.
  • Northwestern Mutual Wealth Management sold 900 iShares Large Cap Max Buffer Sep ETF shares in Q1 2026, an estimated $24.3K.
  • Northwestern Mutual Wealth Management first reported a position in iShares Large Cap Max Buffer Sep ETF in Q4 2025 and held it in 1 quarter.
  • Northwestern Mutual Wealth Management's iShares Large Cap Max Buffer Sep ETF position peaked at $24.3K in Q4 2025.
  • 34 funds tracked by Wall St. Rank held iShares Large Cap Max Buffer Sep ETF as of Q1 2026.

Based on Northwestern Mutual Wealth Management's 13F filing for Q1 2026, filed 7 May 2026.