Northwestern Mutual Wealth Management’s Innovator US Equity Buffer ETF October BOCT Stock Holding History

Northwestern Mutual Wealth Management’s Portfolio BOCT Stock Details BOCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q4	–	Sell	-14,278	Closed	-$606K	–	3637
2024 Q3	$606K	Buy	+14,278	New	+$599K	﹤0.01%	1242
2021 Q2	–	Sell	-1,000	Closed	-$31K	–	3004
2021 Q1	$31K	Buy	+1,000	New	+$30.5K	﹤0.01%	1899

Other funds holding BOCT

BCM

Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

IIA

Integral Investment Advisors Turlock, California $454M AUM 21.42% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

FFA

Fragasso Financial Advisors Sewickley, Pennsylvania $1.88B AUM 23.81% 1-Year Est. Return

Northwestern Mutual Wealth Management's BOCT Position: Q4 2024 in Review

Northwestern Mutual Wealth Management sold out of Innovator US Equity Buffer ETF October (BOCT) in Q4 2024, closing a stake of 14,278 shares — an estimated $606K sold.

Northwestern Mutual Wealth Management first reported a position in BOCT in Q1 2021 and held it in 2 quarters. The position peaked at $606K in Q3 2024. 98 funds tracked by Wall St. Rank hold BOCT as of Q4 2024.

Northwestern Mutual Wealth Management reported no remaining Innovator US Equity Buffer ETF October position as of Q4 2024 after selling out during the quarter.
Northwestern Mutual Wealth Management sold 14,278 Innovator US Equity Buffer ETF October shares in Q4 2024, an estimated $606K.
Northwestern Mutual Wealth Management first reported a position in Innovator US Equity Buffer ETF October in Q1 2021 and held it in 2 quarters.
Northwestern Mutual Wealth Management's Innovator US Equity Buffer ETF October position peaked at $606K in Q3 2024.
98 funds tracked by Wall St. Rank held Innovator US Equity Buffer ETF October as of Q4 2024.

Based on Northwestern Mutual Wealth Management's 13F filing for Q4 2024, filed 11 Feb 2025.