Northwestern Mutual Wealth Management’s Innovator US Equity Buffer ETF October BOCT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2024 Q4	–	Sell	-14,278	Closed	-$606K	–	3637
2024 Q3	$606K	Buy	+14,278	New	+$606K	﹤0.01%	1242
2021 Q2	–	Sell	-1,000	Closed	-$31K	–	3004
2021 Q1	$31K	Buy	+1,000	New	+$31K	﹤0.01%	1899