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NMIS

Northwestern Mutual Investment Services Portfolio holdings

AUM $525M
1-Year Est. Return 2.45%
This Fund
S&P 500
This Quarter Est. Return
+1.61%
1 Year Est. Return
-2.45%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$345M
AUM Growth
+$42.8M
Cap. Flow
+$38.3M
Cap. Flow %
11.11%
Top 10 Hldgs %
91.26%
Holding
171
New
100
Increased
20
Reduced
6
Closed
41

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.1M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$6.99M
3
BND icon
Vanguard Total Bond Market
BND
+$4.77M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$3.16M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$2.77M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$130K
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$127K
3
QQQ icon
Invesco QQQ Trust
QQQ
+$50K
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$50K
5
RFG icon
Invesco S&P MidCap 400 Pure Growth ETF
RFG
+$46K

Sector Composition

Rank Sector Weight
1 Financials 0.03%
2 Industrials 0.02%
3 Communication Services 0.01%
4 Energy 0.01%
5 Technology 0.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DNP icon
126
DNP Select Income Fund
DNP
$4.1B
– –
-200
Closed -$2K
ED icon
127
Consolidated Edison
ED
$39.8B
– –
-50
Closed -$3K
EMLC icon
128
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.78B
$0 ﹤0.01%
+11
New +$491
FDN icon
129
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.36B
– –
-448
Closed -$27K
FE icon
130
FirstEnergy
FE
$27.1B
– –
-50
Closed -$2K
FSK icon
131
FS KKR Capital
FSK
$3.39B
– –
-235
Closed -$10K
GCC icon
132
WisdomTree Enhanced Commodity Strategy Fund
GCC
$280M
– –
-60
Closed -$1K
GIS icon
133
General Mills
GIS
$20.2B
– –
-125
Closed -$6K
B
134
Barrick Mining
B
$67.2B
– –
-14
Closed –
GOOG icon
135
Alphabet (Google) Class C
GOOG
$4.19T
– –
-120
Closed -$4K
GPC icon
136
Genuine Parts
GPC
$18.6B
– –
-300
Closed -$26K
IJT icon
137
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.38B
$0 ﹤0.01%
+6
New +$352
ILF icon
138
iShares Latin America 40 ETF
ILF
$3.73B
$0 ﹤0.01%
+12
New +$417
JPM icon
139
JPMorgan Chase
JPM
$962B
– –
-250
Closed -$15K
MMM icon
140
3M
MMM
$94.4B
– –
-60
Closed -$7K
MSFT icon
141
Microsoft
MSFT
$3.74T
– –
-79
Closed -$4K
NEE icon
142
NextEra Energy
NEE
$179B
– –
-340
Closed -$8K
NOK icon
143
Nokia
NOK
$52.7B
$0 ﹤0.01%
52
– –
NTAP icon
144
NetApp
NTAP
$38.9B
– –
-50
Closed -$2K
PGX icon
145
Invesco Preferred ETF
PGX
$3.76B
$0 ﹤0.01%
+18
New +$262
QQQ icon
146
Invesco QQQ Trust
QQQ
$478B
– –
-507
Closed -$50K
RFG icon
147
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$358M
– –
-1,860
Closed -$46K
RSP icon
148
Invesco S&P 500 Equal Weight ETF
RSP
$99.4B
– –
-659
Closed -$50K
SPHD icon
149
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.39B
– –
-750
Closed -$23K
T icon
150
AT&T
T
$168B
– –
-132
Closed -$4K
3 4 5
6
7

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SFP
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VFAM
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BAMS
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PSI
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HCCM
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Northwestern Mutual Investment Services's Q4 2014 Portfolio in Review

As of Q4 2014, Northwestern Mutual Investment Services held 171 positions worth $345M, up 14% from $302M the previous quarter. Its ten largest holdings account for 91% of the portfolio.

Northwestern Mutual Investment Services deployed $38.3M of net new capital in Q4 2014, opening 100 new positions and adding to 20 existing holdings. Its largest new stake was Meta Platforms (Facebook): 300 shares worth $23K.

By sector, the portfolio is most concentrated in Financials at 0.03% of assets, up from 0.02% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was Johnson & Johnson, an estimated $7.38K trimmed.

  • Northwestern Mutual Investment Services's largest Q4 2014 buy was Meta Platforms (Facebook): 300 shares worth $23K.
  • Northwestern Mutual Investment Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $10.1M increase.
  • Northwestern Mutual Investment Services's biggest Q4 2014 reduction was Johnson & Johnson, cutting an estimated $7.38K.
  • Northwestern Mutual Investment Services fully exited Vanguard Morningstar Total Stock Market ETF in Q4 2014, selling an estimated $130K.
  • Northwestern Mutual Investment Services's ten largest holdings make up 91% of its $345M portfolio in Q4 2014.
  • Northwestern Mutual Investment Services opened 100 new positions and closed 41 in Q4 2014.
  • Northwestern Mutual Investment Services's portfolio value rose 14% quarter-over-quarter to $345M.

Based on Northwestern Mutual Investment Services's 13F filing for Q4 2014, filed 13 Feb 2015.