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NMIS

Northwestern Mutual Investment Services Portfolio holdings

AUM $525M
1-Year Est. Return 2.45%
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
-2.45%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$233M
AUM Growth
+$35.8M
Cap. Flow
+$32.7M
Cap. Flow %
14.01%
Top 10 Hldgs %
88.78%
Holding
148
New
76
Increased
21
Reduced
6
Closed
38

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.15M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.7M
3
BND icon
Vanguard Total Bond Market
BND
+$2.97M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$2.36M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.26M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.8K
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5K
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$10K
4
CAT icon
Caterpillar
CAT
+$9K
5
DIS icon
Walt Disney
DIS
+$8K

Sector Composition

Rank Sector Weight
1 Financials 0.06%
2 Consumer Staples 0.02%
3 Technology 0.01%
4 Communication Services 0.01%
5 Industrials 0.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOO icon
126
VanEck Agribusiness ETF
MOO
$979M
– –
-53
Closed -$3K
NOK icon
127
Nokia
NOK
$52.7B
$0 ﹤0.01%
52
– –
PBP icon
128
Invesco S&P 500 BuyWrite ETF
PBP
$362M
– –
-135
Closed -$3K
PEP icon
129
PepsiCo
PEP
$189B
– –
-30
Closed -$2K
PFE icon
130
Pfizer
PFE
$152B
– –
-21
Closed -$1K
QQQ icon
131
Invesco QQQ Trust
QQQ
$478B
– –
-30
Closed -$3K
RF icon
132
Regions Financial
RF
$26.9B
– –
-15
Closed –
SDIV icon
133
Global X SuperDividend ETF
SDIV
$1.21B
$0 ﹤0.01%
+6
New +$424
STLD icon
134
Steel Dynamics
STLD
$37.8B
– –
-97
Closed -$2K
TBT icon
135
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$308M
$0 ﹤0.01%
+4
New +$286
TFC icon
136
Truist Financial
TFC
$63.9B
$0 ﹤0.01%
+1
New +$38
TGT icon
137
Target
TGT
$69.2B
– –
-100
Closed -$6K
TLT icon
138
iShares 20+ Year Treasury Bond ETF
TLT
$40.6B
– –
-26
Closed -$3K
VBR icon
139
Vanguard Morningstar Small-Cap Value ETF
VBR
$38B
$0 ﹤0.01%
+4
New +$390
VRTX icon
140
Vertex Pharmaceuticals
VRTX
$134B
– –
-20
Closed -$1K
VZ icon
141
Verizon
VZ
$196B
$0 ﹤0.01%
+1
New +$47
WMT icon
142
Walmart Inc
WMT
$901B
– –
-60
Closed -$2K
WOR icon
143
Worthington Enterprises
WOR
$2.79B
– –
-19
Closed -$1K
EEB
144
DELISTED
Invesco BRIC ETF
EEB
– –
-49
Closed -$2K
ALU
145
DELISTED
Alcatel-Lucent
ALU
$0 ﹤0.01%
4
– –
SI
146
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
– –
-20
Closed -$3K
KMI.WS
147
DELISTED
Kinder Morgan Inc
KMI.WS
$0 ﹤0.01%
+53
New +$134
ALFA
148
DELISTED
AlphaClone Alternative Alpha ETF
ALFA
$0 ﹤0.01%
+9
New +$346
2 3 4 5
6

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MCM
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ZAM
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SFP
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VFAM
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BAMS
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MSU
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PSI
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HCCM
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Northwestern Mutual Investment Services's Q1 2014 Portfolio in Review

As of Q1 2014, Northwestern Mutual Investment Services held 148 positions worth $233M, up 18% from $198M the previous quarter. Its ten largest holdings account for 89% of the portfolio.

Northwestern Mutual Investment Services deployed $32.7M of net new capital in Q1 2014, opening 76 new positions and adding to 21 existing holdings. Its largest new stake was Fifth Third Bancorp: 592 shares worth $14K.

By sector, the portfolio is most concentrated in Financials at 0.06% of assets, up from 0.05% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was Apple, an estimated $20.8K trimmed.

  • Northwestern Mutual Investment Services's largest Q1 2014 buy was Fifth Third Bancorp: 592 shares worth $14K.
  • Northwestern Mutual Investment Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $9.15M increase.
  • Northwestern Mutual Investment Services's biggest Q1 2014 reduction was Apple, cutting an estimated $20.8K.
  • Northwestern Mutual Investment Services fully exited iShares Core MSCI EAFE ETF in Q1 2014, selling an estimated $10K.
  • Northwestern Mutual Investment Services's ten largest holdings make up 89% of its $233M portfolio in Q1 2014.
  • Northwestern Mutual Investment Services opened 76 new positions and closed 38 in Q1 2014.
  • Northwestern Mutual Investment Services's portfolio value rose 18% quarter-over-quarter to $233M.

Based on Northwestern Mutual Investment Services's 13F filing for Q1 2014, filed 15 May 2014.