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NMIS

Northwestern Mutual Investment Services Portfolio holdings

AUM $525M
1-Year Est. Return 2.45%
This Fund
S&P 500
This Quarter Est. Return
+1.61%
1 Year Est. Return
-2.45%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$345M
AUM Growth
+$42.8M
Cap. Flow
+$38.3M
Cap. Flow %
11.11%
Top 10 Hldgs %
91.26%
Holding
171
New
100
Increased
20
Reduced
6
Closed
41

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$10.1M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$6.99M
3
BND icon
Vanguard Total Bond Market
BND
+$4.77M
4
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$3.16M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$2.77M

Top Sells

Rank Stock Value
1
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$130K
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$127K
3
QQQ icon
Invesco QQQ Trust
QQQ
+$50K
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$50K
5
RFG icon
Invesco S&P MidCap 400 Pure Growth ETF
RFG
+$46K

Sector Composition

Rank Sector Weight
1 Financials 0.03%
2 Industrials 0.02%
3 Communication Services 0.01%
4 Energy 0.01%
5 Technology 0.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MO icon
101
Altria Group
MO
$108B
$2K ﹤0.01%
+40
New +$1.95K
MRK icon
102
Merck
MRK
$323B
$2K ﹤0.01%
28
– –
RTH icon
103
VanEck Retail ETF
RTH
$263M
$2K ﹤0.01%
+32
New +$2.13K
VNM icon
104
VanEck Vietnam ETF
VNM
$509M
$2K ﹤0.01%
+93
New +$1.92K
XLB icon
105
State Street Materials Select Sector SPDR ETF
XLB
$8.72B
$2K ﹤0.01%
+86
New +$2.08K
XLE icon
106
State Street Energy Select Sector SPDR ETF
XLE
$39.8B
$2K ﹤0.01%
+52
New +$2.16K
XLP icon
107
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$2K ﹤0.01%
+48
New +$2.27K
UNT
108
DELISTED
UNIT Corporation
UNT
$2K ﹤0.01%
+72
New +$3.11K
PES
109
DELISTED
Pioneer Energy Services Corp.
PES
$2K ﹤0.01%
+324
New +$2.63K
ITIP
110
DELISTED
ISHARES TR INTL INFLATION LKD BD ETF
ITIP
$2K ﹤0.01%
+35
New +$1.6K
CCXE
111
DELISTED
WISDOMTREE COMMODITY COUNTRY EQUITY FND (DE)
CCXE
$2K ﹤0.01%
+80
New +$2.2K
EEM icon
112
iShares MSCI Emerging Markets ETF
EEM
$29.9B
$1K ﹤0.01%
+19
New +$772
EWW icon
113
iShares MSCI Mexico ETF
EWW
$1.89B
$1K ﹤0.01%
+20
New +$1.28K
IHY icon
114
VanEck International High Yield Bond ETF
IHY
$43.3M
$1K ﹤0.01%
+40
New +$1.03K
IJS icon
115
iShares S&P Small-Cap 600 Value ETF
IJS
$8.35B
$1K ﹤0.01%
+12
New +$677
ITB icon
116
iShares US Home Construction ETF
ITB
$2.4B
$1K ﹤0.01%
+57
New +$1.39K
PALL icon
117
abrdn Physical Palladium Shares ETF
PALL
$673M
$1K ﹤0.01%
+90
New +$1.38K
SJNK icon
118
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.8B
$1K ﹤0.01%
+39
New +$1.15K
SPFF icon
119
Global X SuperIncome Preferred ETF
SPFF
$142M
$1K ﹤0.01%
+40
New +$587
XLV icon
120
State Street Health Care Select Sector SPDR ETF
XLV
$44B
$1K ﹤0.01%
+9
New +$602
AAPL icon
121
Apple
AAPL
$4.43T
– –
-252
Closed -$6K
ABBV icon
122
AbbVie
ABBV
$443B
– –
-90
Closed -$5K
ABT icon
123
Abbott
ABT
$190B
– –
-90
Closed -$4K
BP icon
124
BP
BP
$111B
– –
-61
Closed -$2K
CDE icon
125
Coeur Mining
CDE
$18.8B
– –
-50
Closed –
3 4
5
6 7

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ZAM
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SFP
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VFAM
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BAMS
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HCCM
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Northwestern Mutual Investment Services's Q4 2014 Portfolio in Review

As of Q4 2014, Northwestern Mutual Investment Services held 171 positions worth $345M, up 14% from $302M the previous quarter. Its ten largest holdings account for 91% of the portfolio.

Northwestern Mutual Investment Services deployed $38.3M of net new capital in Q4 2014, opening 100 new positions and adding to 20 existing holdings. Its largest new stake was Meta Platforms (Facebook): 300 shares worth $23K.

By sector, the portfolio is most concentrated in Financials at 0.03% of assets, up from 0.02% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was Johnson & Johnson, an estimated $7.38K trimmed.

  • Northwestern Mutual Investment Services's largest Q4 2014 buy was Meta Platforms (Facebook): 300 shares worth $23K.
  • Northwestern Mutual Investment Services added most to State Street SPDR S&P 500 ETF Trust in Q4 2014, an estimated $10.1M increase.
  • Northwestern Mutual Investment Services's biggest Q4 2014 reduction was Johnson & Johnson, cutting an estimated $7.38K.
  • Northwestern Mutual Investment Services fully exited Vanguard Morningstar Total Stock Market ETF in Q4 2014, selling an estimated $130K.
  • Northwestern Mutual Investment Services's ten largest holdings make up 91% of its $345M portfolio in Q4 2014.
  • Northwestern Mutual Investment Services opened 100 new positions and closed 41 in Q4 2014.
  • Northwestern Mutual Investment Services's portfolio value rose 14% quarter-over-quarter to $345M.

Based on Northwestern Mutual Investment Services's 13F filing for Q4 2014, filed 13 Feb 2015.