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NMIS

Northwestern Mutual Investment Services Portfolio holdings

AUM $525M
1-Year Est. Return 2.45%
This Fund
S&P 500
This Quarter Est. Return
-1.97%
1 Year Est. Return
-2.45%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$302M
AUM Growth
+$24.7M
Cap. Flow
+$31.1M
Cap. Flow %
10.28%
Top 10 Hldgs %
90.63%
Holding
162
New
40
Increased
17
Reduced
11
Closed
90

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$8.95M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$7M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$6.16M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$5.11M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.9M

Top Sells

Rank Stock Value
1
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$7.96M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$6.62M
3
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$4.79M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$52K
5
FIGY
Barclays ETN+ FI Enhanced Global High Yield ETN
FIGY
+$39K

Sector Composition

Rank Sector Weight
1 Financials 0.02%
2 Healthcare 0.01%
3 Consumer Discretionary 0.01%
4 Energy 0.01%
5 Real Estate 0.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KO icon
101
Coca-Cola
KO
$372B
– –
-200
Closed -$8K
LYG icon
102
Lloyds Banking Group
LYG
$88.5B
– –
-3,059
Closed -$16K
MBB icon
103
iShares MBS ETF
MBB
$39B
– –
-5
Closed -$1K
MCD icon
104
McDonald's
MCD
$194B
– –
-100
Closed -$10K
MYI icon
105
BlackRock MuniYield Quality Fund III
MYI
$717M
– –
-2,368
Closed -$33K
NOK icon
106
Nokia
NOK
$52.7B
$0 ﹤0.01%
52
– –
NVO
107
Novo Nordisk
NVO
$207B
– –
-550
Closed -$13K
NVS icon
108
Novartis
NVS
$294B
– –
-134
Closed -$11K
ORCL icon
109
Oracle
ORCL
$419B
– –
-212
Closed -$9K
OXY icon
110
Occidental Petroleum
OXY
$59B
– –
-104
Closed -$10K
PEP icon
111
PepsiCo
PEP
$189B
– –
-111
Closed -$10K
PFF icon
112
iShares Preferred and Income Securities ETF
PFF
$13.2B
– –
-125
Closed -$5K
PG icon
113
Procter & Gamble
PG
$338B
– –
-157
Closed -$12K
QCOM icon
114
Qualcomm
QCOM
$171B
– –
-180
Closed -$14K
ROM icon
115
ProShares Ultra Technology
ROM
$1.27B
– –
-320
Closed -$1K
RTX icon
116
RTX Corp
RTX
$302B
– –
-278
Closed -$20K
RY icon
117
Royal Bank of Canada
RY
$292B
– –
-145
Closed -$10K
SAP icon
118
SAP
SAP
$242B
– –
-125
Closed -$10K
SCZ icon
119
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
– –
-66
Closed -$3K
SJNK icon
120
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.79B
– –
-154
Closed -$5K
SLB icon
121
SLB Ltd
SLB
$79.7B
– –
-82
Closed -$10K
SLV icon
122
iShares Silver Trust
SLV
$31.5B
– –
-102
Closed -$2K
SNY icon
123
Sanofi
SNY
$104B
– –
-233
Closed -$12K
SO icon
124
Southern Company
SO
$106B
– –
-200
Closed -$9K
SWK icon
125
Stanley Black & Decker
SWK
$15.7B
– –
-100
Closed -$9K
3 4
5
6 7

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SFP
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VFAM
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BAMS
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HCCM
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Northwestern Mutual Investment Services's Q3 2014 Portfolio in Review

As of Q3 2014, Northwestern Mutual Investment Services held 162 positions worth $302M, up 8.9% from $277M the previous quarter. Its ten largest holdings account for 91% of the portfolio.

Northwestern Mutual Investment Services deployed $31.1M of net new capital in Q3 2014, opening 40 new positions and adding to 17 existing holdings. Its largest new stake was Vanguard Total International Bond ETF: 98,737 shares worth $5.14M.

By sector, the portfolio is most concentrated in Financials at 0.02% of assets, down from 0.07% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was iShares Broad USD Investment Grade Corporate Bond ETF, an estimated $7.96M trimmed.

  • Northwestern Mutual Investment Services's largest Q3 2014 buy was Vanguard Total International Bond ETF: 98,737 shares worth $5.14M.
  • Northwestern Mutual Investment Services added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2014, an estimated $8.95M increase.
  • Northwestern Mutual Investment Services's biggest Q3 2014 reduction was iShares Broad USD Investment Grade Corporate Bond ETF, cutting an estimated $7.96M.
  • Northwestern Mutual Investment Services fully exited Berkshire Hathaway Class B in Q3 2014, selling an estimated $52K.
  • Northwestern Mutual Investment Services's ten largest holdings make up 91% of its $302M portfolio in Q3 2014.
  • Northwestern Mutual Investment Services opened 40 new positions and closed 90 in Q3 2014.
  • Northwestern Mutual Investment Services's portfolio value rose 8.9% quarter-over-quarter to $302M.

Based on Northwestern Mutual Investment Services's 13F filing for Q3 2014, filed 14 Nov 2014.