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NMIS

Northwestern Mutual Investment Services Portfolio holdings

AUM $525M
1-Year Est. Return 2.45%
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
-2.45%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$233M
AUM Growth
+$35.8M
Cap. Flow
+$32.7M
Cap. Flow %
14.01%
Top 10 Hldgs %
88.78%
Holding
148
New
76
Increased
21
Reduced
6
Closed
38

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$9.15M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$5.7M
3
BND icon
Vanguard Total Bond Market
BND
+$2.97M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$2.36M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.26M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$20.8K
2
GOOG icon
Alphabet (Google) Class C
GOOG
+$10.5K
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$10K
4
CAT icon
Caterpillar
CAT
+$9K
5
DIS icon
Walt Disney
DIS
+$8K

Sector Composition

Rank Sector Weight
1 Financials 0.06%
2 Consumer Staples 0.02%
3 Technology 0.01%
4 Communication Services 0.01%
5 Industrials 0.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAT icon
101
Caterpillar
CAT
$388B
– –
-100
Closed -$9K
DBC icon
102
Invesco DB Commodity Index Tracking Fund
DBC
$1.72B
– –
-100
Closed -$3K
DIS icon
103
Walt Disney
DIS
$179B
– –
-100
Closed -$8K
DVY icon
104
iShares Select Dividend ETF
DVY
$23.7B
– –
-72
Closed -$5K
DWM icon
105
WisdomTree International Equity Fund
DWM
$692M
– –
-59
Closed -$3K
EEMV icon
106
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.55B
– –
-64
Closed -$4K
EFA icon
107
iShares MSCI EAFE ETF
EFA
$79.9B
– –
-66
Closed -$4K
B
108
Barrick Mining
B
$67.2B
$0 ﹤0.01%
+1
New +$19
GXC icon
109
State Street SPDR S&P China ETF
GXC
$477M
– –
-50
Closed -$4K
HDV
110
iShares Core High Dividend ETF
HDV
$15B
– –
-275
Closed -$4K
HL icon
111
Hecla Mining
HL
$11.9B
$0 ﹤0.01%
+1
New +$3
HYG icon
112
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
– –
-39
Closed -$4K
IEF icon
113
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
– –
-14
Closed -$1K
IEFA icon
114
iShares Core MSCI EAFE ETF
IEFA
$195B
– –
-172
Closed -$10K
IEMG icon
115
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
– –
-101
Closed -$5K
IJJ icon
116
iShares S&P Mid-Cap 400 Value ETF
IJJ
$9.02B
– –
-108
Closed -$6K
IJK icon
117
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
– –
-172
Closed -$6K
IJS icon
118
iShares S&P Small-Cap 600 Value ETF
IJS
$8.33B
– –
-80
Closed -$4K
IJT icon
119
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.38B
– –
-76
Closed -$5K
IVE icon
120
iShares S&P 500 Value ETF
IVE
$50B
– –
-84
Closed -$7K
IVW icon
121
iShares S&P 500 Growth ETF
IVW
$76.9B
– –
-300
Closed -$7K
IWR icon
122
iShares Russell Mid-Cap ETF
IWR
$57.7B
– –
-196
Closed -$7K
IYE icon
123
iShares US Energy ETF
IYE
$1.79B
– –
-100
Closed -$5K
LEN icon
124
Lennar Class A
LEN
$21.1B
– –
-11
Closed –
MGC icon
125
Vanguard Morningstar Mega Cap ETF
MGC
$10.3B
$0 ﹤0.01%
+7
New +$439
2 3 4
5
6

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SFP
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VFAM
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BAMS
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PSI
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HCCM
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Northwestern Mutual Investment Services's Q1 2014 Portfolio in Review

As of Q1 2014, Northwestern Mutual Investment Services held 148 positions worth $233M, up 18% from $198M the previous quarter. Its ten largest holdings account for 89% of the portfolio.

Northwestern Mutual Investment Services deployed $32.7M of net new capital in Q1 2014, opening 76 new positions and adding to 21 existing holdings. Its largest new stake was Fifth Third Bancorp: 592 shares worth $14K.

By sector, the portfolio is most concentrated in Financials at 0.06% of assets, up from 0.05% a quarter earlier, followed by Consumer Staples and Technology.

On the sell side, the largest reduction was Apple, an estimated $20.8K trimmed.

  • Northwestern Mutual Investment Services's largest Q1 2014 buy was Fifth Third Bancorp: 592 shares worth $14K.
  • Northwestern Mutual Investment Services added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $9.15M increase.
  • Northwestern Mutual Investment Services's biggest Q1 2014 reduction was Apple, cutting an estimated $20.8K.
  • Northwestern Mutual Investment Services fully exited iShares Core MSCI EAFE ETF in Q1 2014, selling an estimated $10K.
  • Northwestern Mutual Investment Services's ten largest holdings make up 89% of its $233M portfolio in Q1 2014.
  • Northwestern Mutual Investment Services opened 76 new positions and closed 38 in Q1 2014.
  • Northwestern Mutual Investment Services's portfolio value rose 18% quarter-over-quarter to $233M.

Based on Northwestern Mutual Investment Services's 13F filing for Q1 2014, filed 15 May 2014.