NMIS

Northwestern Mutual Investment Services Portfolio holdings

AUM $525M
This Quarter Return
-1.97%
1 Year Return
-2.45%
3 Year Return
–
5 Year Return
–
10 Year Return
–
AUM
$302M
AUM Growth
+$302M
Cap. Flow
+$30.5M
Cap. Flow %
10.11%
Top 10 Hldgs %
90.63%
Holding
162
New
40
Increased
17
Reduced
11
Closed
91

Top Buys

1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$8.9M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
$6.69M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
$6.16M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
$5.15M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
$4.88M

Top Sells

1
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$8.12M
2
TIP icon
iShares TIPS Bond ETF
TIP
$6.49M
3
BWX icon
SPDR Bloomberg Barclays International Treasury Bond ETF
BWX
$4.57M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
$52K
5
FIGY
Barclays ETN+ FI Enhanced Global High Yield ETN
FIGY
$39K

Sector Composition

1 Financials 0.02%
2 Healthcare 0.01%
3 Consumer Discretionary 0.01%
4 Energy 0.01%
5 Real Estate 0.01%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TIME
76
DELISTED
Time Inc.
TIME
– –
-14
Closed –
GXP
77
DELISTED
Great Plains Energy Incorporated
GXP
– –
-271
Closed -$7K
FIGY
78
DELISTED
Barclays ETN+ FI Enhanced Global High Yield ETN
FIGY
– –
-297
Closed -$39K
TWX
79
DELISTED
Time Warner Inc
TWX
– –
-66
Closed -$5K
PHH
80
DELISTED
PHH Corporation
PHH
$0 ﹤0.01%
+10
New –
ESRX
81
DELISTED
Express Scripts Holding Company
ESRX
– –
-100
Closed -$7K
FLGE
82
DELISTED
Credit Suisse FI Large Cap Growth Enhanced Exchange Traded Notes
FLGE
– –
-232
Closed -$23K
JPS
83
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-167
Closed -$2K
AVTA
84
DELISTED
Avantax, Inc. Common Stock
AVTA
– –
-80
Closed -$2K
CEM
85
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
– –
-179
Closed -$5K
XOM icon
86
Exxon Mobil
XOM
$477B
– –
-90
Closed -$9K
XLG icon
87
Invesco S&P 500 Top 50 ETF
XLG
$10.2B
– –
-4
Closed -$1K
WFC icon
88
Wells Fargo
WFC
$258B
– –
-309
Closed -$16K
VIAV icon
89
Viavi Solutions
VIAV
$2.57B
$0 ﹤0.01%
+12
New –
VBK icon
90
Vanguard Small-Cap Growth ETF
VBK
$20B
– –
-2
Closed –
V icon
91
Visa
V
$681B
– –
-75
Closed -$16K
UYG icon
92
ProShares Ultra Financials
UYG
$878M
– –
-7
Closed -$1K
UVXY icon
93
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$694M
– –
0
-75
-100% -$2K
UUP icon
94
Invesco DB US Dollar Index Bullish Fund
UUP
$175M
– –
-25
Closed -$1K
TYG
95
Tortoise Energy Infrastructure Corp
TYG
$736M
– –
-99
Closed -$5K
TRV icon
96
Travelers Companies
TRV
$62.3B
– –
-3
Closed –
TM icon
97
Toyota
TM
$252B
– –
-105
Closed -$13K
SWK icon
98
Stanley Black & Decker
SWK
$11.3B
– –
-100
Closed -$9K
SO icon
99
Southern Company
SO
$101B
– –
-200
Closed -$9K
SNY icon
100
Sanofi
SNY
$122B
– –
-233
Closed -$12K
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4
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