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NMIS

Northwestern Mutual Investment Services Portfolio holdings

AUM $525M
1-Year Est. Return 2.45%
This Fund
S&P 500
This Quarter Est. Return
-1.97%
1 Year Est. Return
-2.45%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$302M
AUM Growth
+$24.7M
Cap. Flow
+$31.1M
Cap. Flow %
10.28%
Top 10 Hldgs %
90.63%
Holding
162
New
40
Increased
17
Reduced
11
Closed
90

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$8.95M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$7M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$6.16M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$5.11M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.9M

Top Sells

Rank Stock Value
1
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$7.96M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$6.62M
3
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$4.79M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$52K
5
FIGY
Barclays ETN+ FI Enhanced Global High Yield ETN
FIGY
+$39K

Sector Composition

Rank Sector Weight
1 Financials 0.02%
2 Healthcare 0.01%
3 Consumer Discretionary 0.01%
4 Energy 0.01%
5 Real Estate 0.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFA icon
76
iShares MSCI EAFE ETF
EFA
$79.9B
– –
-16
Closed -$1K
EFV icon
77
iShares MSCI EAFE Value ETF
EFV
$30B
– –
-89
Closed -$5K
EZU icon
78
iShare MSCI Eurozone ETF
EZU
$9.91B
– –
-184
Closed -$8K
FOF icon
79
Cohen & Steers Closed End Opportunity Fund
FOF
$380M
– –
-167
Closed -$2K
GAB icon
80
Gabelli Equity Trust
GAB
$1.8B
– –
-35
Closed –
GDX icon
81
VanEck Gold Miners ETF
GDX
$27.5B
– –
-87
Closed -$2K
GE icon
82
GE Aerospace
GE
$382B
– –
-196
Closed -$25K
GGT
83
Gabelli Multimedia Trust
GGT
$175M
– –
-14
Closed –
GLD icon
84
SPDR Gold Trust
GLD
$143B
– –
-11
Closed -$1K
GM icon
85
General Motors
GM
$78.4B
– –
-400
Closed -$15K
B
86
Barrick Mining
B
$67.2B
$0 ﹤0.01%
+14
New +$250
GRX
87
Gabelli Healthcare & Wellness Trust
GRX
$147M
– –
-60
Closed -$1K
GS icon
88
Goldman Sachs
GS
$301B
– –
-75
Closed -$13K
GSK icon
89
GSK
GSK
$102B
– –
-154
Closed -$10K
HD icon
90
Home Depot
HD
$353B
– –
-165
Closed -$13K
HSBC icon
91
HSBC
HSBC
$355B
– –
-325
Closed -$14K
HYG icon
92
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
– –
-1
Closed –
IAU icon
93
iShares Gold Trust
IAU
$64.8B
– –
-100
Closed -$3K
INTC icon
94
Intel
INTC
$493B
– –
-268
Closed -$8K
IVV icon
95
iShares Core S&P 500 ETF
IVV
$902B
– –
-1
Closed –
IWD icon
96
iShares Russell 1000 Value ETF
IWD
$84B
– –
-57
Closed -$6K
IWF icon
97
iShares Russell 1000 Growth ETF
IWF
$127B
– –
-12
Closed –
IWS icon
98
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
– –
-39
Closed -$3K
JCI icon
99
Johnson Controls International
JCI
$93.7B
– –
-191
Closed -$10K
KMB icon
100
Kimberly-Clark
KMB
$36.1B
– –
-209
Closed -$22K
2 3
4
5 6

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SFP
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VFAM
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BAMS
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HCCM
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Northwestern Mutual Investment Services's Q3 2014 Portfolio in Review

As of Q3 2014, Northwestern Mutual Investment Services held 162 positions worth $302M, up 8.9% from $277M the previous quarter. Its ten largest holdings account for 91% of the portfolio.

Northwestern Mutual Investment Services deployed $31.1M of net new capital in Q3 2014, opening 40 new positions and adding to 17 existing holdings. Its largest new stake was Vanguard Total International Bond ETF: 98,737 shares worth $5.14M.

By sector, the portfolio is most concentrated in Financials at 0.02% of assets, down from 0.07% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was iShares Broad USD Investment Grade Corporate Bond ETF, an estimated $7.96M trimmed.

  • Northwestern Mutual Investment Services's largest Q3 2014 buy was Vanguard Total International Bond ETF: 98,737 shares worth $5.14M.
  • Northwestern Mutual Investment Services added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2014, an estimated $8.95M increase.
  • Northwestern Mutual Investment Services's biggest Q3 2014 reduction was iShares Broad USD Investment Grade Corporate Bond ETF, cutting an estimated $7.96M.
  • Northwestern Mutual Investment Services fully exited Berkshire Hathaway Class B in Q3 2014, selling an estimated $52K.
  • Northwestern Mutual Investment Services's ten largest holdings make up 91% of its $302M portfolio in Q3 2014.
  • Northwestern Mutual Investment Services opened 40 new positions and closed 90 in Q3 2014.
  • Northwestern Mutual Investment Services's portfolio value rose 8.9% quarter-over-quarter to $302M.

Based on Northwestern Mutual Investment Services's 13F filing for Q3 2014, filed 14 Nov 2014.