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NMIS

Northwestern Mutual Investment Services Portfolio holdings

AUM $525M
1-Year Est. Return 2.45%
This Fund
S&P 500
This Quarter Est. Return
-1.97%
1 Year Est. Return
-2.45%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$302M
AUM Growth
+$24.7M
Cap. Flow
+$31.1M
Cap. Flow %
10.28%
Top 10 Hldgs %
90.63%
Holding
162
New
40
Increased
17
Reduced
11
Closed
90

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$8.95M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$7M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$6.16M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$5.11M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.9M

Top Sells

Rank Stock Value
1
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$7.96M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$6.62M
3
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$4.79M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$52K
5
FIGY
Barclays ETN+ FI Enhanced Global High Yield ETN
FIGY
+$39K

Sector Composition

Rank Sector Weight
1 Financials 0.02%
2 Healthcare 0.01%
3 Consumer Discretionary 0.01%
4 Energy 0.01%
5 Real Estate 0.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TTE icon
51
TotalEnergies
TTE
$195B
$3K ﹤0.01%
+31,673,788
New +$3.17K
VTV icon
52
Vanguard Morningstar Value ETF
VTV
$192B
$3K ﹤0.01%
+34
New +$2.78K
BP icon
53
BP
BP
$111B
$2K ﹤0.01%
+61
New +$2.42K
DNP icon
54
DNP Select Income Fund
DNP
$4.1B
$2K ﹤0.01%
+200
New +$2.05K
FE icon
55
FirstEnergy
FE
$27.1B
$2K ﹤0.01%
+50
New +$1.65K
MRK icon
56
Merck
MRK
$322B
$2K ﹤0.01%
28
-120
-81% -$6.74K
NTAP icon
57
NetApp
NTAP
$38.9B
$2K ﹤0.01%
+50
New +$2K
TXN icon
58
Texas Instruments
TXN
$257B
$2K ﹤0.01%
52
– –
AIG.WS
59
DELISTED
American International Group, Inc.
AIG.WS
$2K ﹤0.01%
+69
New +$1.75K
ETP
60
DELISTED
Energy Transfer Partners L.p.
ETP
$2K ﹤0.01%
+25
New +$1.45K
GCC icon
61
WisdomTree Enhanced Commodity Strategy Fund
GCC
$280M
$1K ﹤0.01%
+60
New +$1.57K
AGG icon
62
iShares Core US Aggregate Bond ETF
AGG
$137B
– –
-5
Closed -$1K
AMZN icon
63
Amazon
AMZN
$2.94T
– –
-960
Closed -$16K
AXP icon
64
American Express
AXP
$230B
– –
-199
Closed -$19K
BAC icon
65
Bank of America
BAC
$448B
– –
-864
Closed -$13K
BHP icon
66
BHP
BHP
$229B
– –
-95
Closed -$5K
BRK.B icon
67
Berkshire Hathaway Class B
BRK.B
$1.11T
– –
-410
Closed -$52K
CDE icon
68
Coeur Mining
CDE
$19.1B
$0 ﹤0.01%
+50
New +$384
CMCSA icon
69
Comcast
CMCSA
$91B
– –
-490
Closed -$13K
CSCO icon
70
Cisco
CSCO
$475B
– –
-290
Closed -$7K
DBE icon
71
Invesco DB Energy Fund
DBE
$91.6M
– –
-40
Closed -$1K
DIS icon
72
Walt Disney
DIS
$179B
– –
-131
Closed -$11K
DOC icon
73
Healthpeak Properties
DOC
$14.1B
– –
-40
Closed -$1K
DVY icon
74
iShares Select Dividend ETF
DVY
$23.7B
– –
-110
Closed -$8K
EEM icon
75
iShares MSCI Emerging Markets ETF
EEM
$29.9B
– –
-26
Closed -$1K
1 2
3
4 5

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SFP
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VFAM
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BAMS
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PSI
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HCCM
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Northwestern Mutual Investment Services's Q3 2014 Portfolio in Review

As of Q3 2014, Northwestern Mutual Investment Services held 162 positions worth $302M, up 8.9% from $277M the previous quarter. Its ten largest holdings account for 91% of the portfolio.

Northwestern Mutual Investment Services deployed $31.1M of net new capital in Q3 2014, opening 40 new positions and adding to 17 existing holdings. Its largest new stake was Vanguard Total International Bond ETF: 98,737 shares worth $5.14M.

By sector, the portfolio is most concentrated in Financials at 0.02% of assets, down from 0.07% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was iShares Broad USD Investment Grade Corporate Bond ETF, an estimated $7.96M trimmed.

  • Northwestern Mutual Investment Services's largest Q3 2014 buy was Vanguard Total International Bond ETF: 98,737 shares worth $5.14M.
  • Northwestern Mutual Investment Services added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2014, an estimated $8.95M increase.
  • Northwestern Mutual Investment Services's biggest Q3 2014 reduction was iShares Broad USD Investment Grade Corporate Bond ETF, cutting an estimated $7.96M.
  • Northwestern Mutual Investment Services fully exited Berkshire Hathaway Class B in Q3 2014, selling an estimated $52K.
  • Northwestern Mutual Investment Services's ten largest holdings make up 91% of its $302M portfolio in Q3 2014.
  • Northwestern Mutual Investment Services opened 40 new positions and closed 90 in Q3 2014.
  • Northwestern Mutual Investment Services's portfolio value rose 8.9% quarter-over-quarter to $302M.

Based on Northwestern Mutual Investment Services's 13F filing for Q3 2014, filed 14 Nov 2014.