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NMIS

Northwestern Mutual Investment Services Portfolio holdings

AUM $525M
1-Year Est. Return 2.45%
This Fund
S&P 500
This Quarter Est. Return
+4.29%
1 Year Est. Return
-2.45%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$198M
AUM Growth
–
Cap. Flow
+$195M
Cap. Flow %
98.42%
Top 10 Hldgs %
89.32%
Holding
72
New
72
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$52.5M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$31M
3
BND icon
Vanguard Total Bond Market
BND
+$24.1M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$13.6M
5
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$13M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Financials 0.05%
2 Technology 0.02%
3 Industrials 0.02%
4 Communication Services 0.01%
5 Consumer Staples 0.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOO icon
51
VanEck Agribusiness ETF
MOO
$978M
$3K ﹤0.01%
+53
New +$2.81K
PBP icon
52
Invesco S&P 500 BuyWrite ETF
PBP
$362M
$3K ﹤0.01%
+135
New +$2.79K
QQQ icon
53
Invesco QQQ Trust
QQQ
$478B
$3K ﹤0.01%
+30
New +$2.5K
SCZ icon
54
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$3K ﹤0.01%
+65
New +$3.22K
TLT icon
55
iShares 20+ Year Treasury Bond ETF
TLT
$40.6B
$3K ﹤0.01%
+26
New +$2.72K
SI
56
DELISTED
SIEMENS AKTIENGESELLSCHAFT ADS
SI
$3K ﹤0.01%
+20
New +$2.58K
PEP icon
57
PepsiCo
PEP
$188B
$2K ﹤0.01%
+30
New +$2.49K
STLD icon
58
Steel Dynamics
STLD
$37.7B
$2K ﹤0.01%
+97
New +$1.78K
TXN icon
59
Texas Instruments
TXN
$257B
$2K ﹤0.01%
+42
New +$1.76K
WMT icon
60
Walmart Inc
WMT
$895B
$2K ﹤0.01%
+60
New +$1.55K
EEB
61
DELISTED
Invesco BRIC ETF
EEB
$2K ﹤0.01%
+49
New +$1.75K
IEF icon
62
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$1K ﹤0.01%
+14
New +$1.42K
PFE icon
63
Pfizer
PFE
$151B
$1K ﹤0.01%
+21
New +$611
SHY icon
64
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$1K ﹤0.01%
+15
New +$1.27K
VRTX icon
65
Vertex Pharmaceuticals
VRTX
$134B
$1K ﹤0.01%
+20
New +$1.39K
WOR icon
66
Worthington Enterprises
WOR
$2.8B
$1K ﹤0.01%
+19
New +$472
C icon
67
Citigroup
C
$229B
$0 ﹤0.01%
+1
New +$51
LEN icon
68
Lennar Class A
LEN
$21B
$0 ﹤0.01%
+11
New +$371
NOK icon
69
Nokia
NOK
$52.5B
$0 ﹤0.01%
+52
New +$391
RF icon
70
Regions Financial
RF
$26.9B
$0 ﹤0.01%
+15
New +$144
WWE
71
DELISTED
World Wrestling Entertainment
WWE
$0 ﹤0.01%
+22
New +$292
ALU
72
DELISTED
Alcatel-Lucent
ALU
$0 ﹤0.01%
+4
New +$16
1 2
3

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ZAM
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SFP
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VFAM
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BAMS
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MSU
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PSI
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HCCM
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Northwestern Mutual Investment Services's Q4 2013 Portfolio in Review

Q4 2013 is the first quarter with a 13F filing on record for Northwestern Mutual Investment Services, which disclosed 72 positions worth $198M. Its ten largest holdings account for 89% of the portfolio.

Its largest position is State Street SPDR S&P 500 ETF Trust: 296,661 shares worth $54.8M.

By sector, the portfolio is most concentrated in Financials at 0.05% of assets, followed by Technology and Industrials.

  • Northwestern Mutual Investment Services's largest Q4 2013 buy was State Street SPDR S&P 500 ETF Trust: 296,661 shares worth $54.8M.
  • Northwestern Mutual Investment Services's ten largest holdings make up 89% of its $198M portfolio in Q4 2013.
  • Northwestern Mutual Investment Services disclosed 72 positions in Q4 2013, its first 13F filing on record.

Based on Northwestern Mutual Investment Services's 13F filing for Q4 2013, filed 14 Feb 2014.