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NMIS

Northwestern Mutual Investment Services Portfolio holdings

AUM $525M
1-Year Est. Return 2.45%
This Fund
S&P 500
This Quarter Est. Return
-1.97%
1 Year Est. Return
-2.45%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$302M
AUM Growth
+$24.7M
Cap. Flow
+$31.1M
Cap. Flow %
10.28%
Top 10 Hldgs %
90.63%
Holding
162
New
40
Increased
17
Reduced
11
Closed
90

Top Buys

Rank Stock Value
1
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$8.95M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$7M
3
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$6.16M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$5.11M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$4.9M

Top Sells

Rank Stock Value
1
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$7.96M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$6.62M
3
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$4.79M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$52K
5
FIGY
Barclays ETN+ FI Enhanced Global High Yield ETN
FIGY
+$39K

Sector Composition

Rank Sector Weight
1 Financials 0.02%
2 Healthcare 0.01%
3 Consumer Discretionary 0.01%
4 Energy 0.01%
5 Real Estate 0.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TIP icon
26
iShares TIPS Bond ETF
TIP
$14.7B
$25K 0.01%
223
-57,872
-100% -$6.62M
XRT icon
27
State Street SPDR S&P Retail ETF
XRT
$652M
$25K 0.01%
+584
New +$25.3K
SPHD icon
28
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.39B
$23K 0.01%
+750
New +$23.2K
CXP
29
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$21K 0.01%
+885
New +$22.5K
USIG icon
30
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.3B
$17K 0.01%
300
-143,244
-100% -$7.96M
CVX icon
31
Chevron
CVX
$382B
$16K 0.01%
137
-38
-22% -$4.85K
JPM icon
32
JPMorgan Chase
JPM
$956B
$15K 0.01%
250
-25
-9% -$1.46K
JNJ icon
33
Johnson & Johnson
JNJ
$631B
$14K ﹤0.01%
130
-107
-45% -$11.1K
FSK icon
34
FS KKR Capital
FSK
$3.37B
$10K ﹤0.01%
+235
New +$9.87K
VUG icon
35
Vanguard Morningstar Growth ETF
VUG
$230B
$10K ﹤0.01%
+600
New +$9.99K
NEE icon
36
NextEra Energy
NEE
$177B
$8K ﹤0.01%
+340
New +$8.21K
ITW icon
37
Illinois Tool Works
ITW
$83.9B
$7K ﹤0.01%
+80
New +$6.92K
MMM icon
38
3M
MMM
$93.9B
$7K ﹤0.01%
+60
New +$7.21K
AAPL icon
39
Apple
AAPL
$4.5T
$6K ﹤0.01%
252
-476
-65% -$11.7K
GIS icon
40
General Mills
GIS
$19.9B
$6K ﹤0.01%
+125
New +$6.55K
GPX
41
DELISTED
GP Strategies Corp.
GPX
$6K ﹤0.01%
+200
New +$5.15K
CSC
42
DELISTED
Computer Sciences
CSC
$6K ﹤0.01%
+237
New +$6.09K
ABBV icon
43
AbbVie
ABBV
$438B
$5K ﹤0.01%
+90
New +$5K
VZ icon
44
Verizon
VZ
$195B
$5K ﹤0.01%
+100
New +$4.97K
ABT icon
45
Abbott
ABT
$188B
$4K ﹤0.01%
+90
New +$3.81K
GOOG icon
46
Alphabet (Google) Class C
GOOG
$4.35T
$4K ﹤0.01%
120
-321
-73% -$9.28K
MSFT icon
47
Microsoft
MSFT
$3.76T
$4K ﹤0.01%
79
-609
-89% -$27.2K
PFE icon
48
Pfizer
PFE
$154B
$4K ﹤0.01%
149
-421
-74% -$11.8K
T icon
49
AT&T
T
$165B
$4K ﹤0.01%
+132
New +$3.51K
ED icon
50
Consolidated Edison
ED
$39.3B
$3K ﹤0.01%
+50
New +$2.84K
1
2
3 4 5

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Northwestern Mutual Investment Services's Q3 2014 Portfolio in Review

As of Q3 2014, Northwestern Mutual Investment Services held 162 positions worth $302M, up 8.9% from $277M the previous quarter. Its ten largest holdings account for 91% of the portfolio.

Northwestern Mutual Investment Services deployed $31.1M of net new capital in Q3 2014, opening 40 new positions and adding to 17 existing holdings. Its largest new stake was Vanguard Total International Bond ETF: 98,737 shares worth $5.14M.

By sector, the portfolio is most concentrated in Financials at 0.02% of assets, down from 0.07% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was iShares Broad USD Investment Grade Corporate Bond ETF, an estimated $7.96M trimmed.

  • Northwestern Mutual Investment Services's largest Q3 2014 buy was Vanguard Total International Bond ETF: 98,737 shares worth $5.14M.
  • Northwestern Mutual Investment Services added most to iShares iBoxx $ Investment Grade Corporate Bond ETF in Q3 2014, an estimated $8.95M increase.
  • Northwestern Mutual Investment Services's biggest Q3 2014 reduction was iShares Broad USD Investment Grade Corporate Bond ETF, cutting an estimated $7.96M.
  • Northwestern Mutual Investment Services fully exited Berkshire Hathaway Class B in Q3 2014, selling an estimated $52K.
  • Northwestern Mutual Investment Services's ten largest holdings make up 91% of its $302M portfolio in Q3 2014.
  • Northwestern Mutual Investment Services opened 40 new positions and closed 90 in Q3 2014.
  • Northwestern Mutual Investment Services's portfolio value rose 8.9% quarter-over-quarter to $302M.

Based on Northwestern Mutual Investment Services's 13F filing for Q3 2014, filed 14 Nov 2014.