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NMIS

Northwestern Mutual Investment Services Portfolio holdings

AUM $525M
1-Year Est. Return 2.45%
This Fund
S&P 500
This Quarter Est. Return
-5.4%
1 Year Est. Return
-2.45%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$465M
AUM Growth
+$23.9M
Cap. Flow
+$51M
Cap. Flow %
10.97%
Top 10 Hldgs %
91.28%
Holding
420
New
338
Increased
21
Reduced
10
Closed
47

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$14.3M
2
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$9.48M
3
BND icon
Vanguard Total Bond Market
BND
+$5.41M
4
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$4.03M
5
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$3.5M

Top Sells

Rank Stock Value
1
PG icon
Procter & Gamble
PG
+$397K
2
EXC icon
Exelon
EXC
+$70K
3
BWX icon
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
+$50K
4
CERN
Cerner Corp
CERN
+$43K
5
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$30.4K

Sector Composition

Rank Sector Weight
1 Technology 0.03%
2 Industrials 0.03%
3 Financials 0.03%
4 Healthcare 0.02%
5 Consumer Discretionary 0.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSN icon
376
Tyson Foods
TSN
$19.7B
$0 ﹤0.01%
+1
New +$43
TT icon
377
Trane Technologies
TT
$106B
$0 ﹤0.01%
+2
New +$120
TTE icon
378
TotalEnergies
TTE
$194B
– –
-10,769,088
Closed -$1K
TXN icon
379
Texas Instruments
TXN
$254B
$0 ﹤0.01%
+2
New +$98
UNH icon
380
UnitedHealth
UNH
$364B
$0 ﹤0.01%
+1
New +$120
VB icon
381
Vanguard Morningstar Small-Cap ETF
VB
$83B
– –
-12
Closed -$1K
VGSH icon
382
Vanguard Short-Term Treasury ETF
VGSH
$30.2B
– –
-219
Closed -$13K
VO icon
383
Vanguard Morningstar Mid-Cap ETF
VO
$110B
– –
-44
Closed -$1K
VOD icon
384
Vodafone
VOD
$37B
$0 ﹤0.01%
+1
New +$36
VOO icon
385
Vanguard S&P 500 ETF
VOO
$1.03T
$0 ﹤0.01%
+1
New +$186
VOYA icon
386
Voya Financial
VOYA
$9.03B
$0 ﹤0.01%
+4
New +$176
VTV icon
387
Vanguard Morningstar Value ETF
VTV
$193B
– –
-33
Closed -$3K
VUG icon
388
Vanguard Morningstar Growth ETF
VUG
$229B
– –
-156
Closed -$3K
WMT icon
389
Walmart Inc
WMT
$915B
$0 ﹤0.01%
+3
New +$69
XOM icon
390
ExxonMobil
XOM
$654B
– –
-178
Closed -$15K
ZTR
391
Virtus Total Return Fund
ZTR
$340M
– –
-125
Closed -$2K
TUP
392
DELISTED
Tupperware Brands Corporation
TUP
$0 ﹤0.01%
+1
New +$56
SVVC
393
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
$0 ﹤0.01%
+24
New +$258
FNI
394
DELISTED
First Trust Chindia ETF
FNI
– –
-77
Closed -$2K
CERN
395
DELISTED
Cerner Corp
CERN
– –
-620
Closed -$43K
RDS.A
396
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$0 ﹤0.01%
+1
New +$51
CXP
397
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
– –
-713
Closed -$18K
AMAG
398
DELISTED
AMAG Pharmaceuticals
AMAG
$0 ﹤0.01%
+8
New +$497
MNTA
399
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
$0 ﹤0.01%
+26
New +$532
STI
400
DELISTED
SunTrust Banks, Inc.
STI
$0 ﹤0.01%
+1
New +$42
13 14 15
16
17

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SFP
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VFAM
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BAMS
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MSU
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PSI
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HCCM
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Northwestern Mutual Investment Services's Q3 2015 Portfolio in Review

As of Q3 2015, Northwestern Mutual Investment Services held 420 positions worth $465M, up 5.4% from $441M the previous quarter. Its ten largest holdings account for 91% of the portfolio.

Northwestern Mutual Investment Services deployed $51M of net new capital in Q3 2015, opening 338 new positions and adding to 21 existing holdings. Its largest new stake was WBI BullBear Global High Income ETF: 2,019 shares worth $48K.

By sector, the portfolio is most concentrated in Technology at 0.03% of assets, up from 0% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was Exelon, an estimated $70K trimmed.

  • Northwestern Mutual Investment Services's largest Q3 2015 buy was WBI BullBear Global High Income ETF: 2,019 shares worth $48K.
  • Northwestern Mutual Investment Services added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $14.3M increase.
  • Northwestern Mutual Investment Services's biggest Q3 2015 reduction was Exelon, cutting an estimated $70K.
  • Northwestern Mutual Investment Services fully exited Procter & Gamble in Q3 2015, selling an estimated $397K.
  • Northwestern Mutual Investment Services's ten largest holdings make up 91% of its $465M portfolio in Q3 2015.
  • Northwestern Mutual Investment Services opened 338 new positions and closed 47 in Q3 2015.
  • Northwestern Mutual Investment Services's portfolio value rose 5.4% quarter-over-quarter to $465M.

Based on Northwestern Mutual Investment Services's 13F filing for Q3 2015, filed 16 Nov 2015.