NorthRock Partners’s Principal Financial Group PFG Stock Holding History

NorthRock Partners’s Portfolio PFG Stock Details PFG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-5,415	Closed	-$449K	–	843
2025 Q3	$449K	Buy	5,415 +348	+7%	+$27.8K	0.01%	566
2025 Q2	$402K	Buy	5,067 +429	+9%	+$32.9K	0.01%	452
2025 Q1	$391K	Buy	4,638 +293	+7%	+$24.4K	0.01%	412
2024 Q4	$336K	Sell	4,345 -106	-2%	-$8.93K	0.01%	445
2024 Q3	$382K	Sell	4,451 -561	-11%	-$45.3K	0.01%	429
2024 Q2	$393K	Buy	5,012 +724	+17%	+$58.8K	0.01%	401
2024 Q1	$370K	Sell	4,288 -25	-0.6%	-$2.01K	0.01%	431
2023 Q4	$339K	Buy	+4,313	New	+$312K	0.01%	429

Other funds holding PFG

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

NLI

Nippon Life Insurance Tokyo, Japan $6.04B AUM 4.21% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.88T AUM 44.46% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Norges Bank Oslo, Norway $1T AUM

NorthRock Partners's PFG Position: Q4 2025 in Review

NorthRock Partners sold out of Principal Financial Group (PFG) in Q4 2025, closing a stake of 5,415 shares — an estimated $449K sold.

NorthRock Partners first reported a position in PFG in Q4 2023 and held it in 8 quarters. The position peaked at $449K in Q3 2025. 893 funds tracked by Wall St. Rank hold PFG as of Q4 2025.

NorthRock Partners reported no remaining Principal Financial Group position as of Q4 2025 after selling out during the quarter.
NorthRock Partners sold 5,415 Principal Financial Group shares in Q4 2025, an estimated $449K.
NorthRock Partners first reported a position in Principal Financial Group in Q4 2023 and held it in 8 quarters.
NorthRock Partners's Principal Financial Group position peaked at $449K in Q3 2025.
893 funds tracked by Wall St. Rank held Principal Financial Group as of Q4 2025.

Based on NorthRock Partners's 13F filing for Q4 2025, filed 17 Feb 2026.