Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Williams Companies
WMB
|
+$108M |
| 2 |
Prologis
PLD
|
+$80.7M |
| 3 |
Arista Networks
ANET
|
+$62.8M |
| 4 |
Marriott Vacations Worldwide
VAC
|
+$57M |
| 5 |
CXO
CONCHO RESOURCES INC.
CXO
|
+$56.1M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$714M |
| 2 |
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
|
+$429M |
| 3 |
GGP
GGP Inc.
GGP
|
+$211M |
| 4 |
XL
XL Group Ltd.
XL
|
+$174M |
| 5 |
Illinois Tool Works
ITW
|
+$167M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 16.76% |
| 2 | Financials | 14.51% |
| 3 | Healthcare | 13.21% |
| 4 | Consumer Discretionary | 10.13% |
| 5 | Industrials | 9.48% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
AKAO
3351
DELISTED
Achaogen Inc
AKAO
| $1.51M | ﹤0.01% |
377,183
+7,860
| +2% | +$47.5K |
|
3352
Orion
OEC
$377M
| $1.5M | ﹤0.01% |
46,820
+12,569
| +37% | +$417K |
|
|
PMBC
3353
DELISTED
Pacific Mercantile Bancorp
PMBC
| $1.49M | ﹤0.01% |
159,687
+2,116
| +1% | +$20.9K |
|
|
ACET
3354
DELISTED
Aceto Corp
ACET
| $1.49M | ﹤0.01% |
659,838
-610,606
| -48% | -$1.95M |
|
3355
Prospect Capital
PSEC
$1.14B
| $1.49M | ﹤0.01% |
203,234
+26,578
| +15% | +$188K |
|
3356
FerroAtlántica
GSM
$854M
| $1.48M | ﹤0.01% |
180,804
+53,666
| +42% | +$429K |
|
3357
ADMA Biologics
ADMA
$2.22B
| $1.47M | ﹤0.01% |
236,009
+26,696
| +13% | +$154K |
|
3358
Gyre Therapeutics
GYRE
$704M
| $1.46M | ﹤0.01% |
18,084
+765
| +4% | +$60.6K |
|
|
MRSN
3359
DELISTED
Mersana Therapeutics
MRSN
| $1.46M | ﹤0.01% |
5,841
+755
| +15% | +$253K |
|
3360
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
| $1.46M | ﹤0.01% |
23,409
-380
| -2% | -$23.7K |
|
3361
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
| $1.45M | ﹤0.01% |
61,160
+23,735
| +63% | +$557K |
|
|
NEOS
3362
DELISTED
Neos Therapeutics, Inc
NEOS
| $1.45M | ﹤0.01% |
299,377
+4,699
| +2% | +$26.6K |
|
3363
Arcus Biosciences
RCUS
$3.66B
| $1.45M | ﹤0.01% |
103,934
+40,735
| +64% | +$519K |
|
|
PIR
3364
DELISTED
Pier 1 Imports, Inc.
PIR
| $1.43M | ﹤0.01% |
47,738
+897
| +2% | +$35.6K |
|
3365
Mid Penn Bancorp
MPB
$958M
| $1.42M | ﹤0.01% |
48,522
+7,091
| +17% | +$225K |
|
|
NMTR
3366
DELISTED
9 Meters Biopharma
NMTR
| $1.41M | ﹤0.01% |
10,349
+9,224
| +820% | +$1.58M |
|
3367
Liquidia Corp
LQDA
$7.83B
| $1.41M | ﹤0.01% |
+51,469
| New | +$846K |
|
|
NWY
3368
DELISTED
New York & Co Inc
NWY
| $1.41M | ﹤0.01% |
365,593
+18,790
| +5% | +$88.3K |
|
3369
Fidelity MSCI Industrials Index ETF
FIDU
$2.39B
| $1.41M | ﹤0.01% |
35,078
-1,935
| -5% | -$76K |
|
3370
Syndax Pharmaceuticals
SNDX
$1.81B
| $1.4M | ﹤0.01% |
172,802
-2,075
| -1% | -$14.8K |
|
3371
Siebert Financial
SIEB
$68.8M
| $1.39M | ﹤0.01% |
94,698
+52,717
| +126% | +$778K |
|
|
PHIIK
3372
DELISTED
PHI, Inc. Non-Voting Common Stock
PHIIK
| $1.38M | ﹤0.01% |
148,079
-520
| -0.3% | -$4.54K |
|
3373
Esquire Financial Holdings
ESQ
$1.15B
| $1.38M | ﹤0.01% |
55,355
+42,670
| +336% | +$1.09M |
|
3374
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.6B
| $1.37M | ﹤0.01% |
1,188,963
+81,920
| +7% | +$9.44M |
|
3375
Capital Southwest
CSWC
$1.6B
| $1.36M | ﹤0.01% |
71,511
-52,700
| -42% | -$990K |
|
Similar funds
Northern Trust's Q3 2018 Portfolio in Review
As of Q3 2018, Northern Trust held 4,412 positions worth $409B, up 3.8% from $394B the previous quarter. Its ten largest holdings account for 16% of the portfolio.
Northern Trust's Q3 2018 filing shows 122 new, 2,317 increased, 1,600 reduced and 105 closed positions. Its largest new stake was Brookfield Property REIT Inc. Class A Common Stock: 1,572,714 shares worth $32.9M. The largest sale was Apple, an estimated $714M.
By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Healthcare.
- Northern Trust's largest Q3 2018 buy was Brookfield Property REIT Inc. Class A Common Stock: 1,572,714 shares worth $32.9M.
- Northern Trust added most to Williams Companies in Q3 2018, an estimated $108M increase.
- Northern Trust's biggest Q3 2018 reduction was Apple, cutting an estimated $714M.
- Northern Trust fully exited GGP Inc. in Q3 2018, selling an estimated $211M.
- Northern Trust's ten largest holdings make up 16% of its $409B portfolio in Q3 2018.
- Northern Trust opened 122 new positions and closed 105 in Q3 2018.
- Northern Trust's portfolio value rose 3.8% quarter-over-quarter to $409B.
Based on Northern Trust's 13F filing for Q3 2018, filed 14 Nov 2018.