Northern Trust Portfolio holdings
Northern Trust Corporation, founded in 1889 and headquartered in Chicago, Illinois, is a prominent financial services firm specializing in wealth management, asset management, and asset servicing for high-net-worth individuals, families, and institutions. Known for its conservative and client-focused approach, it manages hundreds of billions in assets, offering trust and custody services, investment solutions, and banking products tailored to affluent clients and organizations like foundations and endowments. The company has built a reputation for reliability and discretion, serving as a custodian for a significant portion of global institutional assets while maintaining a strong presence in private banking.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI EAFE ETF
EFA
|
+$226M |
| 2 |
iShares MSCI Emerging Markets ETF
EEM
|
+$138M |
| 3 |
FlexShares Global Upstream Natural Resources Index Fund
GUNR
|
+$121M |
| 4 |
Vanguard FTSE All-World ex-US ETF
VEU
|
+$91.6M |
| 5 |
FMC
FMC
|
+$77.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Illinois Tool Works
ITW
|
+$2.95B |
| 2 |
Northern Trust
NTRS
|
+$521M |
| 3 |
BCR
CR Bard Inc.
BCR
|
+$454M |
| 4 |
Apple
AAPL
|
+$328M |
| 5 |
Intuitive Surgical
ISRG
|
+$208M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 15.52% |
| 2 | Technology | 14.9% |
| 3 | Healthcare | 12.28% |
| 4 | Industrials | 10.02% |
| 5 | Consumer Discretionary | 9.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MCF
3326
DELISTED
Contango Oil & Gas Co.
MCF
| $1.26M | ﹤0.01% |
267,242
+104
| +0% | +$398 |
|
3327
First United
FUNC
$286M
| $1.26M | ﹤0.01% |
72,177
+392
| +0.5% | +$6.77K |
|
|
IMDZ
3328
DELISTED
Immune Design Corp.
IMDZ
| $1.26M | ﹤0.01% |
322,244
+145,182
| +82% | +$791K |
|
|
ADXS
3329
DELISTED
Advaxis Inc
ADXS
| $1.25M | ﹤0.01% |
29,345
-969
| -3% | -$49K |
|
3330
Napco Security Technologies
NSSC
$1.46B
| $1.25M | ﹤0.01% |
285,522
-6,074
| -2% | -$29.1K |
|
3331
Prospect Capital
PSEC
$1.15B
| $1.25M | ﹤0.01% |
184,874
+17,400
| +10% | +$113K |
|
|
MBCN
3332
DELISTED
Middlefield Banc Corp
MBCN
| $1.24M | ﹤0.01% |
51,584
-824
| -2% | -$19.2K |
|
3333
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.88B
| $1.24M | ﹤0.01% |
25,309
-15,686
| -38% | -$738K |
|
|
MITL
3334
DELISTED
Mitel Networks Corporation
MITL
| $1.24M | ﹤0.01% |
150,891
+8,395
| +6% | +$68.4K |
|
|
BPMP
3335
DELISTED
BP Midstream Partners LP Common Units representing Limited Partner Interests
BPMP
| $1.23M | ﹤0.01% |
+60,000
| New | +$1.09M |
|
3336
Brookfield Renewable
BEP
$9.75B
| $1.23M | ﹤0.01% |
65,950
-375
| -0.6% | -$6.77K |
|
|
OSG
3337
DELISTED
Overseas Shipholding Group Inc.
OSG
| $1.23M | ﹤0.01% |
448,137
-9,203
| -2% | -$23.9K |
|
3338
BGSF Inc
BGSF
$59.6M
| $1.22M | ﹤0.01% |
76,588
-1,318
| -2% | -$21.5K |
|
3339
Natural Health Trends
NHTC
$14.6M
| $1.22M | ﹤0.01% |
80,068
-1,779
| -2% | -$33.5K |
|
3340
GSI Technology
GSIT
$253M
| $1.21M | ﹤0.01% |
151,956
-2,238
| -1% | -$17K |
|
|
LEAF
3341
DELISTED
Leaf Group Ltd.
LEAF
| $1.2M | ﹤0.01% |
121,155
-1,891
| -2% | -$14.8K |
|
3342
Willis Lease Finance
WLFC
$1.28B
| $1.2M | ﹤0.01% |
143,934
+1,809
| +1% | +$15.1K |
|
3343
Main Street Capital
MAIN
$5.39B
| $1.19M | ﹤0.01% |
30,012
+4,970
| +20% | +$200K |
|
|
ATNX
3344
DELISTED
Athenex, Inc. Common Stock
ATNX
| $1.19M | ﹤0.01% |
3,747
+225
| +6% | +$77K |
|
|
CEA
3345
DELISTED
China Eastern Airlines
CEA
| $1.19M | ﹤0.01% |
32,944
-169
| -0.5% | -$4.75K |
|
|
PCMI
3346
DELISTED
PCM, Inc
PCMI
| $1.18M | ﹤0.01% |
118,654
-832
| -0.7% | -$9.57K |
|
|
RARX
3347
DELISTED
Ra Pharmaceuticals, Inc. Common Stock
RARX
| $1.17M | ﹤0.01% |
137,715
+1,207
| +0.9% | +$14.8K |
|
|
CBIO
3348
Crescent Biopharma
CBIO
$630M
| $1.17M | ﹤0.01% |
696
+193
| +38% | +$255K |
|
|
ROX
3349
DELISTED
Castle Brands, Inc.
ROX
| $1.17M | ﹤0.01% |
958,250
-13,959
| -1% | -$17.3K |
|
|
FLNT
3350
Fluent
FLNT
$122M
| $1.17M | ﹤0.01% |
44,202
+1,771
| +4% | +$47.2K |
|
Similar funds
Northern Trust's Q4 2017 Portfolio in Review
As of Q4 2017, Northern Trust held 4,357 positions worth $395B, up 2.9% from $384B the previous quarter. Its ten largest holdings account for 14% of the portfolio.
Trading was light in Q4 2017: portfolio turnover was 4.9%. Northern Trust opened 101 new positions and exited 114, leaving the 4,357-position portfolio largely intact.
By sector, the portfolio is most concentrated in Financials at 16% of assets, up from 15% a quarter earlier, followed by Technology and Healthcare.
- Northern Trust's largest Q4 2017 buy was Delphi Technologies PLC Ordinary Shares: 729,619 shares worth $38.3M.
- Northern Trust added most to iShares MSCI EAFE ETF in Q4 2017, an estimated $226M increase.
- Northern Trust's biggest Q4 2017 reduction was Illinois Tool Works, cutting an estimated $2.95B.
- Northern Trust fully exited CR Bard Inc. in Q4 2017, selling an estimated $454M.
- Northern Trust's ten largest holdings make up 14% of its $395B portfolio in Q4 2017.
- Northern Trust opened 101 new positions and closed 114 in Q4 2017.
- Northern Trust's portfolio value rose 2.9% quarter-over-quarter to $395B.
Based on Northern Trust's 13F filing for Q4 2017, filed 14 Feb 2018.