Northern Trust’s TransAlta TAC Stock Holding History

Northern Trust’s Portfolio TAC Stock Details TAC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-11,130	Closed	-$39K	–	4287
2015 Q4	$39K	Sell	11,130 -25,937	-70%	-$112K	﹤0.01%	4090
2015 Q3	$172K	Sell	37,067 -48,511	-57%	-$277K	﹤0.01%	3792
2015 Q2	$662K	Sell	85,578 -16,009	-16%	-$144K	﹤0.01%	3485
2015 Q1	$945K	Buy	101,587 +49,895	+97%	+$453K	﹤0.01%	3420
2014 Q4	$468K	Sell	51,692 -6,907	-12%	-$66.2K	﹤0.01%	3570
2014 Q3	$615K	Sell	58,599 -591	-1%	-$6.75K	﹤0.01%	3521
2014 Q2	$726K	Buy	59,190 +11,985	+25%	+$143K	﹤0.01%	3508
2014 Q1	$549K	Sell	47,205 -828	-2%	-$10.2K	﹤0.01%	3532
2013 Q4	$609K	Buy	48,033 +3,458	+8%	+$45.8K	﹤0.01%	3481
2013 Q3	$578K	Sell	44,575 -11,774	-21%	-$159K	﹤0.01%	3438
2013 Q2	$773K	Buy	+56,349	New	+$795K	﹤0.01%	3340

Other funds holding TAC

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Brookfield Corp Toronto, Ontario, Canada $74.2B AUM 0.68% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

CIBC Asset Management Toronto, Ontario, Canada $40.9B AUM 35.96% 1-Year Est. Return

TD Asset Management Toronto, Ontario, Canada $123B AUM 34.51% 1-Year Est. Return

Toronto Dominion Bank Toronto, Ontario, Ontario, Canada $69.7B AUM 40.86% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

VOAM

Vertex One Asset Management Vancouver, British Columbia, Canada $434M AUM 37.82% 1-Year Est. Return

IIM

Intact Investment Management Montreal, Quebec, Canada $3.52B AUM 37.29% 1-Year Est. Return

SRAIM

Scheer Rowlett & Associates Investment Management Toronto, Ontario, Canada $1.39B AUM 49.24% 1-Year Est. Return

Northern Trust's TAC Position: Q1 2016 in Review

Northern Trust sold out of TransAlta (TAC) in Q1 2016, closing a stake of 11,130 shares — an estimated $39K sold.

Northern Trust first reported a position in TAC in Q2 2013 and held it in 11 quarters. The position peaked at $945K in Q1 2015. 85 funds tracked by Wall St. Rank hold TAC as of Q1 2016.

Northern Trust reported no remaining TransAlta position as of Q1 2016 after selling out during the quarter.
Northern Trust sold 11,130 TransAlta shares in Q1 2016, an estimated $39K.
Northern Trust first reported a position in TransAlta in Q2 2013 and held it in 11 quarters.
Northern Trust's TransAlta position peaked at $945K in Q1 2015.
85 funds tracked by Wall St. Rank held TransAlta as of Q1 2016.

Based on Northern Trust's 13F filing for Q1 2016, filed 13 May 2016.