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TransAlta

97 hedge funds and large institutions have $1.5B invested in TransAlta in 2013 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 38 increasing their positions, 42 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,430% more call options, than puts

Call options by funds: $12.2M | Put options by funds: $795K

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

10% less repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 42

3% less funds holding

Funds holding: 10097 (-3)

4.79% less ownership

Funds ownership: 48.83%44.04% (-4.8%)

11% less capital invested

Capital invested by funds: $1.69B → $1.5B (-$188M)

18% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 11

Holders
97
Holders Change
-3
Holders Change %
-3%
% of All Funds
2.82%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
9
Increased
38
Reduced
42
Closed
11
Calls
$12.2M
Puts
$795K
Net Calls
+$11.4M
Net Calls Change
+$3.49M
Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$210M +$1.66M +125,636 +0.8%
Bank of Montreal
2
Bank of Montreal
Ontario, Canada
$210M +$20.5M +1,549,442 +10%
LBA
3
Letko, Brosseau & Associates
Quebec, Canada
$148M -$45.5M -3,436,279 -23%
CIBC Asset Management
4
CIBC Asset Management
Ontario, Canada
$144M -$891K -67,226 -0.6%
TD Asset Management
5
TD Asset Management
Ontario, Canada
$141M +$2.02M +152,610 +1%
Bank of Nova Scotia
6
Bank of Nova Scotia
Ontario, Canada
$97.6M -$6.49M -489,883 -6%
Toronto Dominion Bank
7
Toronto Dominion Bank
Ontario, Canada
$92.2M -$540K -40,724 -0.6%
CIBC World Market
8
CIBC World Market
Ontario, Canada
$64.3M -$1.28M -96,252 -2%
Canada Life
9
Canada Life
Manitoba, Canada
$39.9M -$195K -14,722 -0.5%
IIM
10
Intact Investment Management
Quebec, Canada
$39.1M -$9.4M -709,222 -20%
Norges Bank
11
Norges Bank
Norway
$29M +$655K +49,425 +2%
Bank of America
12
Bank of America
North Carolina
$25.1M +$3.88M +292,421 +17%
IGIM
13
I.G. Investment Management
Manitoba, Canada
$20.1M -$176K -13,300 -0.8%
Mackenzie Financial
14
Mackenzie Financial
Ontario, Canada
$19.8M -$491K -37,035 -2%
Legal & General Group
15
Legal & General Group
United Kingdom
$15.8M +$440K +33,187 +3%
Public Sector Pension Investment Board (PSP Investments)
16
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$13.6M -$1.38M -103,800 -9%
VE
17
Vega Energy
New York
$13M +$1.56M +117,700 +13%
Morgan Stanley
18
Morgan Stanley
New York
$11.9M +$2.83M +213,873 +30%
SC
19
Scotia Capital
Ontario, Canada
$11.4M +$5.54M +417,979 +87%
AII
20
AGF Investments Inc
Ontario, Canada
$11.2M +$2.04M +154,100 +21%
Swiss National Bank
21
Swiss National Bank
Switzerland
$10.9M +$180K +13,600 +2%
Canada Pension Plan Investment Board
22
Canada Pension Plan Investment Board
Ontario, Canada
$10.1M +$9.82M +740,714 +1,280%
H
23
Hexavest
Quebec, Canada
$9.89M -$5.26M -397,255 -34%
Sumitomo Mitsui Trust Group
24
Sumitomo Mitsui Trust Group
Japan
$8.78M -$212K -15,997 -2%
UBS AM
25
UBS AM
Illinois
$8.33M +$121K +9,115 +1%

TAC Hedge Fund Activity: Q4 2013 in Review

97 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in TransAlta (TAC) for Q4 2013, worth a combined $1.5B — down 11% from $1.69B a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of TAC and 9 opened new positions — a net loss of 2 holders — while 42 trimmed existing stakes and 38 added.

The largest buyer was Bank of Montreal, adding an estimated $20.5M. The largest seller was Fidelity Investments, exiting entirely with an estimated $128M sold.

  • 97 institutional investors held TransAlta (TAC) as of Q4 2013, down from 100 in Q3 2013.
  • Funds reported $1.5B of TransAlta stock for Q4 2013, down 11% quarter-over-quarter.
  • 9 funds opened new TransAlta positions in Q4 2013 and 11 closed out, a net change of -2 holders.
  • The largest TransAlta buyer in Q4 2013 was Bank of Montreal, an estimated $20.5M added.
  • The largest TransAlta seller in Q4 2013 was Fidelity Investments, an estimated $128M sold.

Based on aggregated 13F filings for Q4 2013.