Northern Trust’s ProShares Short Russell2000 RWM Stock Holding History

Northern Trust’s Portfolio RWM Stock Details RWM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q3	–	Sell	-13,000	Closed	-$272K	–	4730
2021 Q2	$272K	Buy	13,000 +3,000	+30%	+$64.6K	﹤0.01%	3999
2021 Q1	$220K	Buy	+10,000	New	+$226K	﹤0.01%	4087
2019 Q4	–	Sell	-5,359	Closed	-$218K	–	4291
2019 Q3	$218K	Buy	+5,359	New	+$218K	﹤0.01%	3739
2019 Q2	–	Sell	-5,900	Closed	-$240K	–	4291
2019 Q1	$240K	Buy	+5,900	New	+$246K	﹤0.01%	3730
2014 Q1	–	Sell	-8,050	Closed	-$543K	–	4204
2013 Q4	$543K	Buy	+8,050	New	+$572K	﹤0.01%	3500
2013 Q3	–	Sell	-5,250	Closed	-$433K	–	4108
2013 Q2	$433K	Buy	+5,250	New	+$443K	﹤0.01%	3488

Other funds holding RWM

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Leuthold Group Minneapolis, Minnesota $939M AUM 37.7% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Oppenheimer & Co New York $8.21B AUM 28.81% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LJAC

L.J. Altfest & Co New York $935M AUM 27.19% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

ECM

Evergreen Capital Management Bellevue, Washington $4.62B AUM 25.58% 1-Year Est. Return

Savior LLC Wellesley Hills, Massachusetts $28M AUM 32.92% 1-Year Est. Return

ASN

Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return

Northern Trust's RWM Position: Q3 2021 in Review

Northern Trust sold out of ProShares Short Russell2000 (RWM) in Q3 2021, closing a stake of 13,000 shares — an estimated $272K sold.

Northern Trust first reported a position in RWM in Q2 2013 and held it in 6 quarters. The position peaked at $543K in Q4 2013. 46 funds tracked by Wall St. Rank hold RWM as of Q3 2021.

Northern Trust reported no remaining ProShares Short Russell2000 position as of Q3 2021 after selling out during the quarter.
Northern Trust sold 13,000 ProShares Short Russell2000 shares in Q3 2021, an estimated $272K.
Northern Trust first reported a position in ProShares Short Russell2000 in Q2 2013 and held it in 6 quarters.
Northern Trust's ProShares Short Russell2000 position peaked at $543K in Q4 2013.
46 funds tracked by Wall St. Rank held ProShares Short Russell2000 as of Q3 2021.

Based on Northern Trust's 13F filing for Q3 2021, filed 15 Nov 2021.