Northern Trust’s OAKTREE CAPITAL GROUP, LLC OAK Stock Holding History

Northern Trust’s Portfolio OAK Stock Details OAK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-7,056	Closed	-$350K	–	4319
2019 Q2	$350K	Buy	+7,056	New	+$349K	﹤0.01%	3653
2019 Q1	–	Sell	-6,923	Closed	-$275K	–	4275
2018 Q4	$275K	Hold	6,923	–	–	﹤0.01%	3704
2018 Q3	$287K	Buy	6,923 +1,973	+40%	+$81.1K	﹤0.01%	3775
2018 Q2	$201K	Buy	+4,950	New	+$200K	﹤0.01%	3856
2016 Q2	–	Sell	-5,196	Closed	-$257K	–	4294
2016 Q1	$257K	Buy	5,196 +560	+12%	+$25.5K	﹤0.01%	3645
2015 Q4	$221K	Buy	+4,636	New	+$226K	﹤0.01%	3734
2015 Q3	–	Sell	-4,371	Closed	-$233K	–	4351
2015 Q2	$233K	Hold	4,371	–	–	﹤0.01%	3750
2015 Q1	$226K	Buy	+4,371	New	+$235K	﹤0.01%	3824
2014 Q1	–	Sell	-3,500	Closed	-$206K	–	4217
2013 Q4	$206K	Buy	+3,500	New	+$194K	﹤0.01%	3710

Other funds holding OAK

WCMNY

Westchester Capital Management (New York) Valhalla, New York $2.21B AUM 26.02% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

GCM

GoodHaven Capital Management Millburn, New Jersey $287M AUM 9.07% 1-Year Est. Return

Russell Investments Group London, United Kingdom $93.1B AUM 28.26% 1-Year Est. Return

Skandinaviska Enskilda Banken (SEB) Stockholm, Sweden $4.34B AUM 19.31% 1-Year Est. Return

GBA

Garrison Bradford & Associates New York $88.4M AUM 15.86% 1-Year Est. Return

CSIC

Clifford Swan Investment Counsel Pasadena, California $2.94B AUM 21.31% 1-Year Est. Return

ASN

Advisory Services Network Atlanta, Georgia $7.52B AUM 29.01% 1-Year Est. Return

ALPS Advisors Denver, Colorado $21.3B AUM 21.71% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

Northern Trust's OAK Position: Q3 2019 in Review

Northern Trust sold out of OAKTREE CAPITAL GROUP, LLC (OAK) in Q3 2019, closing a stake of 7,056 shares — an estimated $350K sold.

Northern Trust first reported a position in OAK in Q4 2013 and held it in 9 quarters. The position peaked at $350K in Q2 2019. 21 funds tracked by Wall St. Rank hold OAK as of Q3 2019.

Northern Trust reported no remaining OAKTREE CAPITAL GROUP, LLC position as of Q3 2019 after selling out during the quarter.
Northern Trust sold 7,056 OAKTREE CAPITAL GROUP, LLC shares in Q3 2019, an estimated $350K.
Northern Trust first reported a position in OAKTREE CAPITAL GROUP, LLC in Q4 2013 and held it in 9 quarters.
Northern Trust's OAKTREE CAPITAL GROUP, LLC position peaked at $350K in Q2 2019.
21 funds tracked by Wall St. Rank held OAKTREE CAPITAL GROUP, LLC as of Q3 2019.

Based on Northern Trust's 13F filing for Q3 2019, filed 13 Nov 2019.