Northern Trust’s CARDICA INC COM NEW (DE) CRDC Stock Holding History

Northern Trust’s Portfolio CRDC Stock Details CRDC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-5,170	Closed	-$8K	–	4311
2015 Q4	$8K	Hold	5,170	–	–	﹤0.01%	4217
2015 Q3	$14K	Hold	5,170	–	–	﹤0.01%	4204
2015 Q2	$26K	Sell	5,170 -969	-16%	-$4.32K	﹤0.01%	4127
2015 Q1	$39K	Sell	6,139 -39	-0.6%	-$240	﹤0.01%	4183
2014 Q4	$43K	Buy	6,178 +91	+1%	+$749	﹤0.01%	4113
2014 Q3	$65K	Buy	6,087 +55	+0.9%	+$624	﹤0.01%	4112
2014 Q2	$69K	Buy	6,032 +108	+2%	+$1.1K	﹤0.01%	4077
2014 Q1	$60K	Buy	5,924 +1,730	+41%	+$19.8K	﹤0.01%	4033
2013 Q4	$41K	Hold	4,194	–	–	﹤0.01%	3991
2013 Q3	$55K	Sell	4,194 -166	-4%	-$2.03K	﹤0.01%	3926
2013 Q2	$48K	Buy	+4,360	New	+$54.8K	﹤0.01%	3935

Other funds holding CRDC

Broadfin Capital New York $747M AUM 100.56% 1-Year Est. Return

CCM

Camber Capital Management Boston, Massachusetts $1.07B AUM 8.19% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

Sabby Management Miami Beach, Florida $45.1M AUM 74.25% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

DCM

DAFNA Capital Management Los Angeles, California $440M AUM 109.12% 1-Year Est. Return

PCM

Perkins Capital Management Wayzata, Minnesota $107M AUM 82.62% 1-Year Est. Return

ACP

Acuta Capital Partners Redwood City, California $142M AUM 783.79% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

EEG

E.E. Geduld $178M AUM 29.34% 1-Year Est. Return

Northern Trust's CRDC Position: Q1 2016 in Review

Northern Trust sold out of CARDICA INC COM NEW (DE) (CRDC) in Q1 2016, closing a stake of 5,170 shares — an estimated $8K sold.

Northern Trust first reported a position in CRDC in Q2 2013 and held it in 11 quarters. The position peaked at $69K in Q2 2014. 26 funds tracked by Wall St. Rank hold CRDC as of Q1 2016.

Northern Trust reported no remaining CARDICA INC COM NEW (DE) position as of Q1 2016 after selling out during the quarter.
Northern Trust sold 5,170 CARDICA INC COM NEW (DE) shares in Q1 2016, an estimated $8K.
Northern Trust first reported a position in CARDICA INC COM NEW (DE) in Q2 2013 and held it in 11 quarters.
Northern Trust's CARDICA INC COM NEW (DE) position peaked at $69K in Q2 2014.
26 funds tracked by Wall St. Rank held CARDICA INC COM NEW (DE) as of Q1 2016.

Based on Northern Trust's 13F filing for Q1 2016, filed 13 May 2016.