Northern Capital Management (Wisconsin)’s Sprott Physical Gold and Silver Trust CEF Stock Holding History

Northern Capital Management (Wisconsin)’s Portfolio CEF Stock Details CEF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-47,750	Closed	-$557K	–	150
2015 Q2	$557K	Sell	47,750 -11,675	-20%	-$140K	0.26%	100
2015 Q1	$709K	Buy	59,425 +39,250	+195%	+$483K	0.34%	90
2014 Q4	$234K	Sell	20,175 -36,625	-64%	-$434K	0.12%	124
2014 Q3	$699K	Buy	56,800 +22,875	+67%	+$314K	0.35%	90
2014 Q2	$493K	Buy	+33,925	New	+$469K	0.24%	104

Other funds holding CEF

SAC

Smith Affiliated Capital New York $86.5B AUM 5.91% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Parallax Volatility Advisers San Francisco, California $38.6B AUM 45.89% 1-Year Est. Return

Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

PAMP

Polar Asset Management Partners Toronto, Ontario, Canada $5.01B AUM 35.27% 1-Year Est. Return

Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return

Neuberger Berman Group New York $131B AUM 28.36% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Northern Capital Management (Wisconsin)'s CEF Position: Q3 2015 in Review

Northern Capital Management (Wisconsin) sold out of Sprott Physical Gold and Silver Trust (CEF) in Q3 2015, closing a stake of 47,750 shares — an estimated $557K sold.

Northern Capital Management (Wisconsin) first reported a position in CEF in Q2 2014 and held it in 5 quarters. The position peaked at $709K in Q1 2015. 178 funds tracked by Wall St. Rank hold CEF as of Q3 2015.

Northern Capital Management (Wisconsin) reported no remaining Sprott Physical Gold and Silver Trust position as of Q3 2015 after selling out during the quarter.
Northern Capital Management (Wisconsin) sold 47,750 Sprott Physical Gold and Silver Trust shares in Q3 2015, an estimated $557K.
Northern Capital Management (Wisconsin) first reported a position in Sprott Physical Gold and Silver Trust in Q2 2014 and held it in 5 quarters.
Northern Capital Management (Wisconsin)'s Sprott Physical Gold and Silver Trust position peaked at $709K in Q1 2015.
178 funds tracked by Wall St. Rank held Sprott Physical Gold and Silver Trust as of Q3 2015.

Based on Northern Capital Management (Wisconsin)'s 13F filing for Q3 2015, filed 6 Nov 2015.