Nomura Holdings’s Northern Dynasty Minerals NAK Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-10,000	Closed	-$10K	–	2048
2014 Q1	$10K	Buy	+10,000	New	+$10K	﹤0.01%	1893
2013 Q4	–	Sell	-10,100	Closed	-$15K	–	2070
2013 Q3	$15K	Buy	+10,100	New	+$15K	﹤0.01%	2091